Leong Kwok
郭亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leong Kwok (郭亮), a licensed Responsible Officer with CE reference ATR217. Currently licensed at 1 firm(s): TriTree Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TriTree Capital Limited 本深資本有限公司 |
RO | Type 4 — Advising on securities | 2022-07-27 | present |
| TriTree Capital Limited 本深資本有限公司 |
RO | Type 9 — Asset management | 2022-07-27 | present |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-03 | 2021-09-17 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2018-04-03 | 2021-09-17 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-19 | 2018-03-29 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 9 — Asset management | 2014-03-19 | 2018-03-29 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-08 | 2014-03-08 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-01 | 2011-08-01 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-01 | 2011-08-01 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-13 | 2009-11-03 |