Tian Xia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Xia (夏天), a licensed Responsible Officer with CE reference AVT108. Currently licensed at 1 firm(s): Unity Partners Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.3 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-22 | present |
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-12-20 | present |
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 9 - Asset management | 2024-12-20 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-25 | 2011-05-12 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Tian Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dennis Tak Yan Tao | Unity Partners Asset Management Limited | 2024–present |
| Zhen Xie | Unity Partners Asset Management Limited | 2026–present |
| Lap Quin Kevin Kung | Unity Partners Asset Management Limited | 2026–present |