Thomas Chi Yin Lau
劉志賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chi Yin Lau (劉志賢), a licensed Responsible Officer with CE reference AHP755. Currently licensed at 1 firm(s): United Gain Investment Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 4 — Advising on securities | 2021-10-11 | present |
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 9 — Asset management | 2021-10-11 | present |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-01-23 | 2021-08-31 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 9 — Asset management | 2006-01-23 | 2021-08-31 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-01 | 2005-04-01 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 4 — Advising on securities | 2005-03-31 | 2021-08-31 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-31 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-31 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-31 |