Ricci Sook Han Ip
葉淑嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricci Sook Han Ip (葉淑嫻), a licensed Responsible Officer with CE reference AVS787. Currently licensed at 1 firm(s): Vestmore Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vestmore Capital Management Limited 財阜資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-12-20 | present |
| Vestmore Capital Management Limited 財阜資產管理有限公司 |
RO | Type 9 - Asset management | 2012-12-20 | present |
| Vestmore Capital Management Limited 財阜資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-19 | 2012-12-20 |