Jonathan Chung Kiu Mok
莫仲翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Chung Kiu Mok (莫仲翹), CE reference AHA655. Currently licensed at 1 firm(s): TJ Investment Management (HK) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2023-07-24 | present |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 9 — Asset management | 2023-07-24 | present |
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2015-04-27 | 2020-12-16 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2015-04-27 | 2020-12-16 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2015-04-27 | 2020-12-16 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-02-09 | 2014-07-18 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-29 | 2005-08-11 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-29 | 2005-08-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2003-10-14 |