Siu Kee Wong
黃少基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kee Wong (黃少基), a licensed Responsible Officer with CE reference AAF594. Currently licensed at 1 firm(s): Uni-Century International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 34.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-07-22 | present |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-07-22 | present |
| EverShine International Securities Limited 永盛國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-22 | 2025-01-10 |
| EverShine International Securities Limited 永盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-13 | 2021-07-22 |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-13 | 2021-07-22 |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-13 | 2021-07-22 |
| Investport (H.K.) Limited 投資港有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-03 | 2021-06-30 |
| Investport (H.K.) Limited 投資港有限公司 |
RO | Type 4 - Advising on securities | 2020-07-03 | 2021-06-30 |
| Investport (H.K.) Limited 投資港有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-07-03 | 2021-06-30 |
| Investport (H.K.) Limited 投資港有限公司 |
RO | Type 9 - Asset management | 2020-07-03 | 2021-06-30 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-16 | 2020-07-03 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-16 | 2020-07-03 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-05-16 | 2020-07-03 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 9 - Asset management | 2019-05-16 | 2020-07-03 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-06 | 2019-04-29 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-12 | 2019-04-29 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-12 | 2019-04-29 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-10-12 | 2019-04-29 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 9 - Asset management | 2018-10-12 | 2019-04-29 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-27 | 2018-10-04 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-27 | 2018-10-04 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-07-27 | 2018-10-04 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 9 - Asset management | 2017-07-27 | 2018-10-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-11 | 2015-09-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-11 | 2015-09-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-11 | 2015-09-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-08-11 | 2015-09-14 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-10 | 2013-07-09 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-06-10 | 2013-07-09 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2013-06-10 | 2013-07-09 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-03 | 2013-07-09 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-03 | 2013-07-09 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-17 | 2010-04-14 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-10 | 2010-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kee Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.