Howard King Ho Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard King Ho Tam (譚景豪), a licensed Responsible Officer with CE reference AFN346. Currently licensed at 1 firm(s): Suncrest Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 36.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Suncrest Capital Limited 晟峯資本有限公司 |
RO | Type 4 - Advising on securities | 2025-11-11 | present |
| Suncrest Capital Limited 晟峯資本有限公司 |
RO | Type 9 - Asset management | 2025-11-11 | present |
| JQ Investments (HK) Limited | RO | Type 1 - Dealing in securities | 2024-08-27 | 2025-10-01 |
| JQ Investments (HK) Limited | RO | Type 4 - Advising on securities | 2023-02-27 | 2025-10-01 |
| JQ Investments (HK) Limited | RO | Type 9 - Asset management | 2021-02-05 | 2025-10-01 |
| Mainland Securities Limited 美聯證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-29 | 2021-01-31 |
| Mainland Asset Management Limited 美聯匯鑫管理有限公司 |
RO | Type 4 - Advising on securities | 2020-04-29 | 2021-01-31 |
| Mainland Asset Management Limited 美聯匯鑫管理有限公司 |
RO | Type 9 - Asset management | 2020-04-29 | 2021-01-31 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-08 | 2020-02-29 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-08 | 2020-02-29 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 - Asset management | 2018-11-08 | 2020-02-29 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-29 | 2018-11-08 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-29 | 2018-11-08 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-29 | 2018-11-08 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-20 | 2018-10-13 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-20 | 2018-10-13 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-08-20 | 2018-10-13 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-04-12 | 2018-10-13 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 - Asset management | 2018-04-12 | 2018-10-13 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-09 | 2018-04-12 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-09 | 2018-04-12 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 4 - Advising on securities | 2017-05-15 | 2017-11-30 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 9 - Asset management | 2017-05-15 | 2017-11-30 |
| Growth Track Asset Management Limited 高富資產管理有限公司 |
RO | Type 9 - Asset management | 2014-03-18 | 2017-01-22 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-14 | 2014-02-26 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-09-14 | 2014-02-26 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2012-09-14 | 2014-02-26 |
| OnePlatform Wealth Management Limited 環一財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-10 | 2010-09-15 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-16 | 2009-08-05 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-06-30 | 2009-08-05 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 9 - Asset management | 2008-06-30 | 2009-08-05 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-16 | 2008-06-30 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-09-21 | 2008-05-16 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 - Advising on securities | 2005-08-04 | 2008-05-16 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 - Asset management | 2005-08-04 | 2008-05-16 |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
RO | Type 4 - Advising on securities | 2003-06-24 | 2003-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Howard King Ho Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.