Ka Ho Jeffrey Au
區家浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Jeffrey Au (區家浩), a licensed Responsible Officer with CE reference BMS462. Currently licensed at 1 firm(s): Sediment Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sediment Capital Limited 玉泉投資有限公司 |
RO | Type 4 — Advising on securities | 2023-05-30 | present |
| Sediment Capital Limited 玉泉投資有限公司 |
RO | Type 9 — Asset management | 2023-05-30 | present |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-12-30 | 2023-05-12 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-30 | 2023-05-12 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-18 | 2020-12-30 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-18 | 2020-12-30 |