Tian He
賀添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian He (賀添), a licensed Responsible Officer with CE reference BBR112. Currently licensed at 1 firm(s): Surrich Capital Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surrich Capital Co., Limited 錫洲資本有限公司 |
RO | Type 4 — Advising on securities | 2025-10-03 | present |
| Surrich Capital Co., Limited 錫洲資本有限公司 |
RO | Type 9 — Asset management | 2025-10-03 | present |
| Surrich Capital Co., Limited 錫洲資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-25 | 2025-10-03 |
| Surrich Capital Co., Limited 錫洲資本有限公司 |
Rep | Type 9 — Asset management | 2025-08-25 | 2025-10-03 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-04-12 | 2025-06-12 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2022-04-12 | 2025-06-12 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-29 | 2022-04-12 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-11-29 | 2022-04-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-24 | 2021-10-29 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-04-24 | 2021-10-29 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-24 | 2021-10-29 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2019-04-24 | 2021-10-29 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-25 | 2019-04-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-25 | 2019-04-24 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-02-25 | 2019-04-24 |
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-20 | 2019-01-19 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 — Advising on securities | 2018-11-20 | 2019-01-19 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 — Asset management | 2018-11-20 | 2019-01-19 |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-13 | 2018-11-20 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-13 | 2018-11-20 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 — Asset management | 2017-09-13 | 2018-11-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-23 | 2017-04-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-23 | 2017-04-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-23 | 2017-04-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-01 | 2016-01-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-01 | 2016-01-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-01 | 2016-01-01 |