Yuan-Hsiang Ho
何元翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan-Hsiang Ho (何元翔), a licensed Responsible Officer with CE reference AXW317. Currently licensed at 1 firm(s): Triata Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Triata Capital Limited 三塔資本有限公司 |
RO | Type 4 — Advising on securities | 2021-02-03 | present |
| Triata Capital Limited 三塔資本有限公司 |
RO | Type 9 — Asset management | 2021-02-03 | present |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2015-09-01 | 2015-11-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-11 | 2015-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2015-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-22 | 2012-02-17 |