Kim Ming Lam
林劍明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ming Lam (林劍明), a licensed Responsible Officer with CE reference BDX764. Currently licensed at 1 firm(s): Trading Central Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 4 — Advising on securities | 2019-01-28 | present |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-01-28 | present |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-03 | 2019-01-28 |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-09-03 | 2019-01-28 |