Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Tuen Mui Lau
CE AAZ810 - active, WealthTac Global Asset Management Limited
Michael Chen Tsuan Wong
CE ANE886 - active, WealthTac Global Asset Management Limited
Kam Wai Cheung
CE AWL269 - active, WealthTac Global Asset Management Limited
Nicholas John Donaldson
CE ACP433 - active, WealthTac Global Asset Management Limited
Vic Yung Yee Li
CE AEZ263 - active, WealthTac Global Asset Management Limited
Ngai Man Mak
CE ACT291 - active, WealthTac Global Asset Management Limited
Yim Sheung Shung
CE ASS219 - active, WealthTac Global Asset Management Limited
Choi Hung Chan
CE APO018 - active, Wiseview Asset Management Limited
Sammy Kwok Loong Lo
CE AAH920 - active, Wiseview Asset Management Limited
Yu Hin Luk
CE AQC892 - ceased
Chao-Mu Cheng
CE AQP762 - active, WSI Asset Management Limited
Shiang Chang Chung
CE BOU393 - active, WSI Asset Management Limited
Yu Lun Chen
CE BXL339 - active, WSI Asset Management Limited
Buwei Fan
CE BOF775 - active, WSI Asset Management Limited
Meng-Chan Wu
CE BVZ063 - active, WSI Asset Management Limited
Wai Kit Lau
CE ACW799 - active, Waterwood Asset Management Limited
Ling Liu
CE BDV017 - active, Waterwood Asset Management Limited
Wai Yin Lau
CE ABN751 - active, Waterwood Asset Management Limited
Lihua Liang
CE BNZ091 - active, Wah Chit Global Capital Limited
Quanyao Qiu
CE BWA691 - active, Wah Chit Global Capital Limited
Hailong Zhang
CE BVF876 - active, Wisdom Alpha Asset Management Limited
Yuande Zhu
CE AVH785 - active, Wisdom Alpha Asset Management Limited
Xiaosheng Cai
CE BUM113 - active, Wuzhen Capital (Hong Kong) Limited
Yi (SFC:BJL880) Sun
CE BJL880 - active, Wuzhen Capital (Hong Kong) Limited
Ruijing Yang
CE BUM112 - active, Wuzhen Capital (Hong Kong) Limited
Yongsheng Chen
CE BVA739 - active, White Rhinoceros Investment Limited
Hai Li
CE BVA742 - active, White Rhinoceros Investment Limited
Yan (SFC:BVR883) Liu
CE BVR883 - active, White Rhinoceros Investment Limited
Yingying Gao
CE BVD599 - active, Wise View Hong Kong Investment Management Limited
Tao Luo
CE BVD601 - active, Wise View Hong Kong Investment Management Limited
Xiaotian Jiang
CE ANG607 - active, Wiz Synergy Asset Management Limited
Hao Liang
CE BUN908 - active, Wiz Synergy Asset Management Limited
Jun (SFC:BWN317) Zhang
CE BWN317 - active, Wan Kui International Asset Management Limited
Hu Zhao
CE BWN322 - active, Wan Kui International Asset Management Limited
Kazier Kit Wah Chan
CE ANJ136 - active, Winnova Capital Limited
King Yip Felix Fan
CE AXC707 - active, Winnova Capital Limited
Libing Chen
CE AOY490 - active, Xuanwu Capital Management Limited
Yan (SFC:BOS518) Wang
CE BOS518 - active, Xuanwu Capital Management Limited
Han Liao
CE BTH174 - active, Xinhai (Hong Kong) International Investment Management Co., Limited
Xue Yao
CE AWK470 - active, Xinhai (Hong Kong) International Investment Management Co., Limited
Peng Du
CE APP905 - active, xVision Holding Company Limited
Haoyu (SFC:BCN941) Wang
CE BCN941 - active, xVision Holding Company Limited
Boyu Hu
CE BWA635 - active, XVC Management HK Limited
Xiao Yang
CE BWA684 - active, XVC Management HK Limited
Zheng Chen
CE BMY098 - active, Yongan Guofu Asset Management (Hong Kong) Company Limited
Doris Ming Li
CE ANB826 - active, Yongan Guofu Asset Management (Hong Kong) Company Limited
Zimu Li
CE ANP911 - active, Yongan Guofu Asset Management (Hong Kong) Company Limited
Yujia Guo
CE BPA439 - active, Yongan Guofu Asset Management (Hong Kong) Company Limited
Wing Yee Cherry Tang
CE BPY494 - active, Yongan Guofu Asset Management (Hong Kong) Company Limited
Yeung Ted Wong
CE BWS912 - active, Yongan Guofu Asset Management (Hong Kong) Company Limited
Shan Jiang
CE ARN809 - active, Yude Capital Management Limited
Jing Xu
CE BOP968 - active, Yude Capital Management Limited
Lei Fu
CE ALC052 - active, Y2 Capital Partners Limited
Manish Hasmukh Ghia
CE AJL427 - active, Y2 Capital Partners Limited
Zhengchu Huang
CE BEQ757 - active, Y2 Capital Partners Limited
Jinpeng Li
CE BSK043 - ceased
Xiaochuan Xiao
CE BGD218 - active, Y2 Capital Partners Limited
Yuyang Feng
CE BPU408 - active, Yiyi Capital Limited
Ruojun Wang
CE BNU420 - active, Yiyi Capital Limited
Junpei Cui
CE BUL113 - active, Yiyi Capital Limited
Qi (SFC:BUH475) Li
CE BUH475 - active, Yunqiao Technology Asset Management Co., Limited
Bin Wan
CE BUH473 - active, Yunqiao Technology Asset Management Co., Limited
Wei Yin
CE BVX017 - active, Yunqiao Technology Asset Management Co., Limited
Hanni Fu
CE BUJ220 - ceased
Shuaishuai Guo
CE BUJ221 - active, Yun Heng Investment Management Limited
Yingjie Tang
CE BVW783 - active, Yun Heng Investment Management Limited
Yuen Yan Fung
CE AUX016 - active, Yues Asset & Wealth Management Limited
Weifeng Liu
CE BUV516 - active, Yuecai International Capital Co., Limited
Yemin Ma
CE BUV512 - active, Yuecai International Capital Co., Limited
Jing (SFC:BQN935) Qu
CE BQN935 - active, Yuecai International Capital Co., Limited
Yu Guan
CE BUV517 - active, Yuecai International Capital Co., Limited
Pik Ying Ng
CE BIG966 - active, Youxfort Asset Management (Hong Kong) Limited
Jie Sun
CE BVI372 - active, Yongcheng International Asset Management Limited
Yongping Wu
CE BVI374 - active, Yongcheng International Asset Management Limited
Yizhen Duan
CE BVY937 - active, Youmeili Global Investment Limited
Juzhang Liu
CE BHE218 - active, Youmeili Global Investment Limited
Yuk Wai Fong
CE AZV761 - active, Yhprum Capital Management Limited
Ka Bo Gabriel Wai
CE BRO019 - active, Yhprum Capital Management Limited
Jiayao Chen
CE BOJ665 - active, Yhprum Capital Management Limited
Yat On Lo
CE AXI799 - active, Yhprum Capital Management Limited
Rongrong Shao
CE BWO588 - active, Yuanhe Capital HK Company Limited
Xiao Wu
CE BWO592 - active, Yuanhe Capital HK Company Limited
Jie Bian
CE BRE821 - active, Zenas Capital Management Limited
Cong (SFC:ALQ324) Li
CE ALQ324 - active, Zenas Capital Management Limited
Xi Luo
CE AQO326 - active, Zenas Capital Management Limited
Christophe Eric Pascal Grosperrin
CE AME536 - active, ZhongYi Investment Managers Limited
Stephen Cheuk Kin Law
CE AHI655 - active, ZhongYi Investment Managers Limited
Darius Lai Yan Yuen
CE ACO079 - active, ZhongYi Investment Managers Limited
Rawen Zhi Hong Huang
CE AXL663 - active, ZhongYi Investment Managers Limited
Shun Cheung Ng
CE BTB755 - active, ZhongYi Investment Managers Limited
John Le Hien Pham
CE AXQ759 - active, ZhongYi Investment Managers Limited
Luo Li
CE BSR179 - active, Zrich Capital Limited
Jasper Chung Wong Liem
CE APY809 - active, Zrich Capital Limited
Xinxin Zhou
CE BWG990 - active, Zrich Capital Limited
Yimeng Lyu
CE BVF844 - active, Zopher Capital (HK) Company Limited
Xiaoxue Zhang
CE BVF846 - active, Zopher Capital (HK) Company Limited
Kwok Chu Edward Chan
CE BHZ831 - active, Zerocap HK Limited
Jonathan Andrew de Wet
CE BVL656 - active, Zerocap HK Limited
Wing Yee Wong
CE AQU822 - active, Zerocap HK Limited
Fangfu Chen
CE BVN465 - ceased
Ching Fai Choy
CE BBL230 - active, Zenith Horizon Asset Management Limited
Yi Miao
CE BWM113 - active, Zenith Horizon Asset Management Limited
Yuliang Li
CE BVP980 - active, ZhichengZhuoyuan (HK) Investment Management Limited
Haiyuan Ma
CE BVP974 - active, ZhichengZhuoyuan (HK) Investment Management Limited
Wah Lee Chan
CE AWJ776 - active, Zhen Xin Global Asset Management Limited
Wei (SFC:BVW898) Huang
CE BVW898 - active, Zhen Xin Global Asset Management Limited
Ranxia Gong
CE BWB365 - active, Zenithify Capital Management Limited
Baili Zhu
CE BTE276 - active, Zenithify Capital Management Limited
Alice Ho
CE AGI187 - active, 01F Limited
Kai Nin Kenny Man
CE BWF645 - active, 01F Limited
Yuk Fai Ip
CE BIG437 - active, 18 Salisbury Capital Limited
Masanori Takaku
CE AXM564 - active, 18 Salisbury Capital Limited
Ka Yat Yuen
CE ALA314 - active, 18 Salisbury Capital Limited
Yi Kai Matthew Foo
CE BUV662 - active, 18 Salisbury Capital Limited
Terufumi Hamazaki
CE BJI820 - active, 18 Salisbury Capital Limited
David John Benskin
CE BDR361 - active, 28 Advisory Limited
Richard Gifford
CE BTF061 - active, 28 Advisory Limited
Benedict Francis Sutton
CE ARL079 - active, 28 Advisory Limited
Morgan Phillippa N. Worthington-Wilmer
CE BRA773 - ceased
Hua He
CE AOV195 - active, 9M Stone Capital Limited
Ruojun Wu
CE ARN824 - active, 9M Stone Capital Limited
Qilong Zhang
CE AXY565 - active, 9M Stone Capital Limited
Vickie Ming Ki Lau
CE AYE811 - active, 919 INVESTMENT LIMITED
Wing Shing Leung
CE AEQ444 - active, 919 INVESTMENT LIMITED
Tung Sin
CE BWS370 - active, 919 INVESTMENT LIMITED
On Lap Chan
CE AVS171 - active, AJ Corporate Finance Limited
Wing Sze Choi
CE ACX160 - active, AJ Corporate Finance Limited
Siu Kei Leung
CE BKY636 - active, AJ Corporate Finance Limited
Kit Ming Leung
CE AUX416 - active, Aurelius Corporate Finance Limited
Wing Yip Shum
CE BEL731 - active, Aurelius Corporate Finance Limited
Chun Yu Chan
CE BJS899 - active, Aurelius Corporate Finance Limited
Kai Lui
CE BMP018 - active, Aurelius Corporate Finance Limited
Zhenkai Huang
CE BOD548 - active, AP Corporate Business Limited
Jin Fai Pak
CE APJ739 - active, AP Corporate Business Limited
Michael Chai On Leung
CE AEE545 - active, Anchorage Capital (Hong Kong) Limited
Tung Yuen Wong
CE BHD388 - active, Anchorage Capital (Hong Kong) Limited
Sau Shan Yeung
CE BNU890 - active, Anchorage Capital (Hong Kong) Limited
Hoi Kan Chu
CE BAQ408 - active, Beta Global Capital Limited
Michael Hon Wang Chum
CE AEA451 - active, Beta Global Capital Limited
Christine Jui-Mei Chung
CE AEJ588 - active, Beta Global Capital Limited
Tak Chi Tsang
CE ADV457 - active, Beta Global Capital Limited
Sing Yip
CE BAQ406 - active, Beta Global Capital Limited
Xiao Liu
CE BHO362 - active, Bristol Capital Limited
Yajun Lu
CE ATL483 - active, Bristol Capital Limited
Lie Ping Wong
CE ABW904 - active, Bristol Capital Limited
Tak Kuen Kenny Lee
CE BOB152 - active, Bristol Capital Limited
Chi Ho Chong
CE ANM084 - active, Chief Securities Limited
Hoi Wai Kwan
CE ATV559 - active, Chief Securities Limited
Helen Hoi Yan Fan
CE APF684 - active, Crescendo Capital Limited
Wing Yee Tsang
CE ACX706 - active, Crescendo Capital Limited
Man Yee Chan
CE AFG784 - active, Capital 9 Limited
Tat Hoi Chu
CE ADP069 - active, Capital 9 Limited
Shuk Mei Chan
CE BEA066 - active, Capital 9 Limited
Dennis Kwok Fung Chan
CE AMK236 - active, Carlyon Securities Limited
Yan Hei Chung
CE BBA105 - active, Carlyon Capital Limited
Ching Hei Shum
CE AWT804 - active, Carlyon Securities Limited
Jerry Chun Chan
CE BKT791 - active, Carlyon Capital Limited
Junfeng Chen
CE BLH604 - ceased
Wai Chung
CE ADO297 - active, Donvex Capital Limited
Vily Mei Yuk Leung
CE AGM043 - active, Donvex Capital Limited
Wai Shuen Sy
CE AKP051 - active, Donvex Capital Limited
Yee Kan Yeung
CE BGP572 - active, Donvex Capital Limited
Hiu Ning Cheung
CE BOP322 - active, Donvex Capital Limited
Yu (SFC:BNU760) Wang
CE BNU760 - active, Donvex Capital Limited
Xin Wu
CE BSG377 - active, Donvex Capital Limited
Wai Kin Au Yeung
CE AZJ599 - active, Draco Capital Limited
Wai Yu Chan
CE BHH219 - active, Draco Capital Limited
Hung Fai Choi
CE APD150 - active, Draco Capital Limited
Changsheng Zhao
CE BBE123 - active, Draco Capital Limited
Felix Ting Cheung Huen
CE BFR573 - active, Diligent Capital Limited
Chun Pong Tang
CE BFN646 - ceased
Hoi Yan (SFC:BGU294) Lee
CE BGU294 - active, Diligent Capital Limited
Chun Kiu Man
CE BSM368 - active, Diligent Capital Limited
Jiashan Yao
CE BSH897 - active, Diligent Capital Limited
Tsz Chung Lam
CE BFP838 - active, Euto Capital (Asia) Limited
Regina Yee Shuen Wong
CE AHS889 - active, Euto Capital (Asia) Limited
Ka Him Chiu
CE AKX250 - active, Grand Harbour Corporate Finance Limited
Danqing Zhou
CE AYJ716 - active, Grand Harbour Corporate Finance Limited
Zixi Li
CE BHD546 - active, Innovation Capital Co., Limited
Man Ying So
CE BHR648 - ceased
Anthony Chuen Wah Sun
CE AFP060 - active, J & Partners Capital Limited
Lai Yue Wong
CE AFE038 - active, J & Partners Capital Limited
Ho Fat Cheung
CE AZS127 - active, Kaiser KT Capital Limited
Kaihong Ding
CE BJU935 - active, Kaiser KT Capital Limited
Derek Hai Wai Chung
CE AOK843 - active, Kaiser KT Capital Limited
Yisha Fu
CE BJN131 - active, Merger China Group Capital (Hong Kong) Co., Limited
Kezhan Qi
CE AGV345 - active, Merger China Group Capital (Hong Kong) Co., Limited
Xi (SFC:BBZ660) Wang
CE BBZ660 - active, Oshidori Corporate Finance Limited
Margaret Wan Men Wong
CE APQ819 - active, Oshidori Securities Limited
Andrew Crimmins Clayton
CE ATS621 - active, Piper Sandler Hong Kong Limited
Joseph Hing Kwong Lai
CE ADJ211 - active, Pelican Financial Limited
Frederick Chi Ching Leung
CE AGN758 - active, Pelican Financial Limited
Charles Tak Kwong Li
CE AFU611 - active, Pelican Financial Limited
Nga In Wong
CE BNP861 - active, Pelican Financial Limited
Ka Wai Cheung
CE AVX730 - active, Pelican Financial Limited
Wo Chiu Lee
CE BCM667 - active, Pelican Financial Limited
Fai Yee Leung
CE BAI189 - active, Pelican Financial Limited
Wai Heung Yeung
CE BUA685 - active, Pelican Financial Limited
So Ying Lam
CE AKT570 - active, PrimeBless Capital Limited
Ka Lim Liu
CE ACZ705 - active, PrimeBless Capital Limited
Wai Hung Cheung
CE AUN717 - active, Purple Tee Capital Limited
Cheuk Fai Poon
CE ALV009 - active, Sorrento Securities Limited
Hiu Yeung Wong
CE BAH384 - active, Sorrento Capital Limited
Yew Weng Lee
CE BOF216 - active, Sorrento Capital Limited
Chun Ching
CE BFF010 - active, SBI China Capital Hong Kong Securities Limited
Ching Yee Fan
CE AHR797 - ceased
Ringo Cheukkai Kwan
CE AEH242 - active, SBI China Capital Financial Services Limited
Kwok On Tse
CE AHG557 - active, SBI China Capital Financial Services Limited
William Keith Jacobsen
CE ABR188 - active, Trinity Corporate Finance Limited
Joanne Chiu Yan Pong
CE ALQ969 - active, Trinity Corporate Finance Limited
Yayu Wang
CE BCY189 - active, Trinity Corporate Finance Limited
Alex Chan Man Fung
CE ADB168 - active, Trinity Corporate Finance Limited
Wing Lam Ip
CE AQU167 - active, Trinity Corporate Finance Limited
Chi Hung (SFC:AMY772) Chan
CE AMY772 - active, Victory Securities Company Limited
Yin Ping Mak
CE AGC695 - active, Victory Securities Company Limited
Frank Clifford Shui Ting Chu Chan
CE ARP537 - active, Walker Capital Limited
Micky Conita Chan
CE BJH452 - active, Walker Capital Limited
Yuzhe Bao
CE BOI293 - active, Zero2IPO Capital Limited
King Lun Chan
CE AWC183 - active, Zero2IPO Securities Limited
Jun (SFC:AQI866) Jiang
CE AQI866 - active, Zero2IPO Asset Management Limited
Qiong Wang
CE BJW110 - active, Zero2IPO Capital Limited
Bangkuan Zhou
CE BGD470 - active, Zero2IPO Capital Limited
Tianjie Guan
CE BTT838 - active, Zero2IPO Securities Limited
Ka Fai Lok
CE AYL132 - active, Zero2IPO Securities Limited
Beier Lu
CE BTZ181 - ceased
Tong Pei
CE BTD370 - active, Zero2IPO Securities Limited
Zipeng Zhao
CE BWL745 - active, Zero2IPO Securities Limited
Dao Chong Chan
CE ABF767 - active, Karl Thomson Finance Limited
Lap Kwan Chan
CE ABO665 - active, Karl Thomson Finance Limited
Kwok Lun Nam
CE AAA205 - active, Karl Thomson Investment Consultants Limited
Wing Yiu Sung
CE AAA677 - active, Karl Thomson Investment Consultants Limited
Annie Wai Ling Cheng
CE ALI160 - active, Upbest Assets Management Limited
Andrew Wai Lun Cheng
CE AED731 - active, Upbest Commodities Company Limited
Mei Hing Chim
CE ABQ071 - active, Upbest Securities Company Limited
Sai Sai Cheung
CE APP369 - active, Win Wind Finance Limited
Tak Yee Fong
CE AFA617 - active, Oshidori Securities Limited
Jia Peng
CE AQV994 - active, Oshidori Securities Limited
Antainy Yiu Wai Wong
CE BRW047 - active, Oshidori Securities Limited
Einoshin Arima
CE AMJ215 - active, Areion Asset Management Company Limited
Giselle Sin Yan Leung
CE AEN832 - active, Areion Asset Management Company Limited
Toshiro Iida
CE BBN511 - active, Areion Asset Management Company Limited
Shuhei Kano
CE BPO626 - active, Areion Asset Management Company Limited
Lap Ki Tang
CE AXP349 - active, Areion Asset Management Company Limited
Huan Chen
CE BOF621 - active, Asia Alpha Capital Management Limited
Mattan Hillel Lurie
CE ANB366 - active, Asia Alpha Capital Management Limited
Edouard Georges Henri Marie Mercier
CE BAI354 - active, Ascender Capital Limited
Jean-Charles Henri Gustave Tisserand
CE BPW546 - active, Ascender Capital Limited
Jiayi Zhang
CE BJH510 - active, Ascender Capital Limited
Feng Jimmy Hsiung
CE AFH477 - active, Acion Partners Limited
Siu Lam Albert Lee
CE BSL969 - active, Acion Partners Limited