Wuze Wu
吴武泽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wuze Wu (吴武泽), a licensed former licensee with CE reference BVO689. This person has 1.8 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-03-19 | 2026-09-30 |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
RO | Type 9 - Asset management | 2025-03-19 | 2026-09-30 |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-13 | 2025-03-19 |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-13 | 2025-03-19 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-18 | 2025-01-28 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 - Asset management | 2024-11-18 | 2025-01-28 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Wuze Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.