Chi Kan Wong
黃志勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kan Wong (黃志勤), a licensed Responsible Officer with CE reference AAC576. Currently licensed at 1 firm(s): Spruce Technology HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Spruce Technology HK Limited 斯布魯斯科技有限公司 |
RO | Type 4 — Advising on securities | 2025-07-08 | present |
| Spruce Technology HK Limited 斯布魯斯科技有限公司 |
RO | Type 9 — Asset management | 2025-07-08 | present |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 — Asset management | 2022-07-14 | 2024-08-01 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-12 | 2024-08-01 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 — Advising on securities | 2020-05-12 | 2024-08-01 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-18 | 2019-12-06 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-18 | 2019-12-06 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-03 | 2020-03-10 |
| Pinestone Securities Limited 鼎石證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-13 | 2016-09-30 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-31 | 2012-09-05 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-30 | 2004-10-18 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-26 | 2003-08-26 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-26 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-26 |