Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Ming Yong Kenny Lee
CE AVT520 - active, Acion Partners Limited
Bin (SFC:AHT589) Wang
CE AHT589 - active, Austin Pacific Asset Management Limited
Han Zhang
CE BFW323 - active, Austin Pacific Asset Management Limited
Ka Wai Chan
CE BLR954 - active, Azure Lion International Securities Company Limited
Yun Lung Leung
CE ADI458 - active, Azure Lion International Asset Management Company Limited
Bernard Chihyu Liu
CE AGY185 - active, AtomVest Limited
Jeffrey Kenneth Lopez
CE BGZ553 - active, AtomVest Limited
Meng-Ting Yu
CE BGZ562 - active, AtomVest Limited
Ka Yu Candy Chan
CE BOS638 - active, AtomVest Limited
Wei Hung Ng
CE BIM099 - active, AtomVest Limited
Jensen Wong
CE BEE280 - active, AtomVest Limited
Glen H G Cheng
CE ANN667 - active, Asymmetrics Capital Management Limited
Asit Kumar Verma
CE AOY117 - active, Asymmetrics Capital Management Limited
Gary Lee
CE AUP537 - active, Anatole Investment Management Limited
Xiaofan Yang
CE AQD047 - active, Anatole Investment Management Limited
Haoran Cheng
CE BWI549 - active, Anatole Investment Management Limited
Milton Ming Tak Kwan
CE BHB478 - active, Anatole Investment Management Limited
Yik Sun David Lau
CE BPO893 - active, Anatole Investment Management Limited
Hon Wing Edward Sung
CE BHY910 - active, Anatole Investment Management Limited
Tao Li
CE ANZ637 - active, Asia Investment Fund Management Limited
Erh Fei Liu
CE ABY869 - active, Asia Investment Fund Management Limited
Tao I Ting
CE AXF223 - active, Asia Investment Fund Management Limited
Min Xie
CE ADK688 - active, Asia Investment Fund Management Limited
Jianhong Zhang
CE AXC694 - active, Asia Investment Fund Management Limited
Shou Lin Zhang
CE ABY977 - active, Asia Investment Fund Management Limited
Sze Yin Fan
CE BSP566 - active, Asia Investment Fund Management Limited
Min (SFC:BNN624) Li
CE BNN624 - active, Asia Investment Fund Management Limited
Shenggang Zhu
CE BMY004 - active, Asia Investment Fund Management Limited
Mayank Kedia
CE AOV659 - active, Alphadyne Asset Management (Hong Kong) Limited
Luhua Kong
CE AOL209 - active, Alphadyne Asset Management (Hong Kong) Limited
Shiyuan Qi
CE BMW820 - active, Alphadyne Asset Management (Hong Kong) Limited
Chong Bai
CE BOI934 - active, Alphadyne Asset Management (Hong Kong) Limited
Ming Ho Chan
CE BVO116 - active, Alphadyne Asset Management (Hong Kong) Limited
Ye Lin Hahn
CE BRL972 - active, Alphadyne Asset Management (Hong Kong) Limited
Yanchen Huang
CE BWG923 - active, Alphadyne Asset Management (Hong Kong) Limited
Yan Pan Lau
CE AQQ771 - active, Alphadyne Asset Management (Hong Kong) Limited
Shuangxing Li
CE BGC184 - active, Alphadyne Asset Management (Hong Kong) Limited
Xiaorui Liu
CE BRJ710 - active, Alphadyne Asset Management (Hong Kong) Limited
Yuezhen Song
CE BUX502 - active, Alphadyne Asset Management (Hong Kong) Limited
Jueyi Wang
CE BDV681 - active, Alphadyne Asset Management (Hong Kong) Limited
Shun On Wong
CE APP208 - active, Alphadyne Asset Management (Hong Kong) Limited
Yongjian Zheng
CE BXB150 - active, Alphadyne Asset Management (Hong Kong) Limited
Shuk Ting Lai
CE AVD128 - active, AIHC Capital Management Limited
Wei (SFC:AQD327) Zhang
CE AQD327 - active, AIHC Capital Management Limited
Yiqing Shen
CE BKW685 - active, AIHC Capital Management Limited
Ho Kei Li
CE ALB054 - active, Aspex Management (HK) Limited
Chun Yai Wang
CE BGB059 - active, Aspex Management (HK) Limited
Chang Chen
CE ARM897 - active, Aspex Management (HK) Limited
Wei (SFC:BNU878) Chen
CE BNU878 - active, Aspex Management (HK) Limited
Ying (SFC:BTZ978) Chen
CE BTZ978 - active, Aspex Management (HK) Limited
Haiwen Cheng
CE BIN077 - active, Aspex Management (HK) Limited
Vanessa Ho Shan Chow
CE ATY491 - active, Aspex Management (HK) Limited
Bonnie Shin Tsing Fong
CE AIY237 - active, Aspex Management (HK) Limited
John Patrick Harris
CE BJH243 - active, Aspex Management (HK) Limited
Yao-Yuan Hsu
CE BVS794 - active, Aspex Management (HK) Limited
Alan Chi Hang Kwong
CE AJK662 - active, Aspex Management (HK) Limited
David Jinsig Lee
CE BNT215 - active, Aspex Management (HK) Limited
Gaoxiang Liu
CE BRH064 - active, Aspex Management (HK) Limited
Steven (SFC:BEZ294) Liu
CE BEZ294 - active, Aspex Management (HK) Limited
Jinrong Andy Wong
CE ANX808 - active, Aspex Management (HK) Limited
Pok Him Wong
CE BFY285 - active, Aspex Management (HK) Limited
Zizhou Yang
CE BHY110 - active, Aspex Management (HK) Limited
Chung Wa Yu
CE BSR021 - active, Aspex Management (HK) Limited
Yuk Ning Sammy Lee
CE BPQ832 - active, Asia Alpha Systems Limited
Craig Blaser Lindsay
CE AEE208 - active, Asia Alpha Systems Limited
Marshall Trammell Mays
CE ADB031 - ceased
Xinyu Wu
CE BMT294 - active, Axioms Capital Management Limited
Huaxiang Xu
CE ALN642 - active, Axioms Capital Management Limited
Wing Kai Kam
CE BBR427 - active, AB Capital Investment Limited
Bryan Kwun Leung Lee
CE BCP712 - active, AB Capital Investment Limited
Zhekai Li
CE BTB384 - active, AB Capital Investment Limited
Yan (SFC:BND768) Zhang
CE BND768 - active, AB Capital Investment Limited
Shiyan Wang
CE BDP424 - active, Aspoon Capital Limited
Kin Hang Wong
CE BKB381 - active, Aspoon Capital Limited
Jiahao (SFC:BQL257) Yin
CE BQL257 - active, Aspoon Capital Limited
Qi Pan
CE BBV884 - active, Astraria Partners Limited
Liandong Zhang
CE BOC498 - active, Astraria Partners Limited
Shun Kong Sin
CE BRQ157 - active, Aeons Capital Management Limited
Ying (SFC:AOY899) Zhang
CE AOY899 - active, Aeons Capital Management Limited
Michelle Si Min Lim
CE ASI130 - active, AI-SQUARED MANAGEMENT LIMITED
Wei Luo
CE BBA465 - active, AI-SQUARED MANAGEMENT LIMITED
Yunhong Li
CE BSR869 - active, AI-SQUARED MANAGEMENT LIMITED
Ziyue Wei
CE BOI188 - active, AI-SQUARED MANAGEMENT LIMITED
Yi (SFC:AUV739) Fan
CE AUV739 - active, Alpine Investment Management Limited
Tony Tianyuan Song
CE AWY337 - active, Alpine Investment Management Limited
Yuxi Li
CE BTC585 - active, Alpine Investment Management Limited
Zheng Liu
CE BEC508 - active, Alpine Investment Management Limited
Ruijia Mo
CE BWT277 - active, Alpine Investment Management Limited
Sophie Sabine Nonnenmacher
CE APJ411 - active, Alpine Investment Management Limited
Ludwig Georg Donnert
CE BRB229 - active, Alpha Sherpa Capital Management Limited
Dominic Wirtensohn
CE BSG477 - active, Alpha Sherpa Capital Management Limited
Leo Lai Ho Choy
CE BEW131 - active, Alpha Sherpa Capital Management Limited
John Palmer Holmes
CE ADW190 - active, Alpha Sherpa Capital Management Limited
Andrew Charles O'Dea
CE BTT657 - active, Alpha Sherpa Capital Management Limited
Bosco Ho Kong Poon
CE BTJ299 - active, Alpha Sherpa Capital Management Limited
Yuk Yiu Tsang
CE BTT658 - active, Alpha Sherpa Capital Management Limited
Ka Pong Chan
CE BSJ822 - active, Achieve Capital Limited
Lok Him Chan
CE BDF100 - active, Achieve Capital Limited
Ngo Pang Ng
CE BSJ824 - active, Achieve Capital Limited
Jiyi Cheng
CE BLI471 - ceased
Huanzhong Lei
CE APF225 - active, Astroll Management Limited
Toby Man Hon Chan
CE AOX545 - active, Audacy Ventures Limited
Li Hua Tan
CE BND005 - active, Audacy Ventures Limited
Yeung Billy Wang
CE BPR693 - active, Audacy Ventures Limited
Leo Benjamin Chan
CE BTD831 - active, Audacy Ventures Limited
Benetton I Hao Li
CE AQL793 - active, Audacy Ventures Limited
Angela Natasha Him Chi Wong
CE AAW459 - active, ACAMHK Limited
Kai Kok Wong
CE ACT922 - active, ACAMHK Limited
Bing Wah Lam
CE ARX073 - active, ACAMHK Limited
Yan Shun Wong
CE AXV863 - active, ACAMHK Limited
Fang (SFC:BPL704) Xu
CE BPL704 - active, AUSPICE INVESTMENT MANAGEMENT LIMITED
Tierui Yao
CE BSI422 - active, AUSPICE INVESTMENT MANAGEMENT LIMITED
Yuen Hei Lam
CE AXF651 - active, ATM Asset Management Limited
Yaxin Li
CE BUY351 - active, ATM Asset Management Limited
Xiaotong Fan
CE BOI302 - active, CITIC Securities International Global Markets Limited
Guobing Zhou
CE BVB837 - active, Attention Research Capital Asia Limited
Wen Ting Lau
CE APF353 - active, Aeonea Limited
Weihua Robert Tau
CE ARN628 - active, Aeonea Limited
Sebastien Tong-Yuan Jeremie Andler
CE BXH846 - active, Aeonea Limited
Huan Bian
CE BGY961 - active, Aeonea Limited
Shaun Michael Farrell
CE BNY766 - active, Aeonea Limited
Zuli Huang
CE BTK525 - active, Aeonea Limited
Hiu Fung Steven Leung
CE BDN057 - active, Aeonea Limited
Jian Yu Shen
CE AQK256 - active, Aeonea Limited
Nicole Jia Zhong Smith
CE BNF380 - active, Aeonea Limited
Kevin Wang
CE BVW462 - active, Aeonea Limited
Yilei Xu
CE BUT397 - active, Aeonea Limited
Xiangpeng Zhang
CE BXQ384 - ceased
Ivan Manuel Illan
CE BWA580 - active, AWAIM (HK) Limited
Jacob Randall Weston
CE BWA582 - active, AWAIM (HK) Limited
Qingrong Wu
CE BXE957 - active, AWAIM (HK) Limited
Leping Wang
CE APB500 - active, AGT Capital Limited
Huijin Ruan
CE BWB897 - active, AGT Capital Limited
Chen Chang
CE BWF163 - active, Acalane Capital Management Limited
Sujian Zhi
CE BWF164 - active, Acalane Capital Management Limited
Yuqing Meng
CE BBW546 - active, Aspen Global Management Limited
Wing Kai Shea
CE AQV005 - active, Aspen Global Management Limited
Peter William Bennett
CE AMJ806 - active, Bright Stream Capital Management Limited
Tat Man So
CE AGG842 - active, Bright Stream Capital Management Limited
Ka Hay Yip
CE ALG208 - active, Bright Stream Capital Management Limited
Ruofan Fang
CE ANQ625 - active, Boyu Capital Investment Management Co., Limited
Wan Wang
CE AZR344 - active, Boyu Capital Investment Management Co., Limited
Shaofei Zhang
CE BXB667 - active, Boyu Capital Investment Management Co., Limited
Hua Ying
CE BCF439 - active, BD Consultraining Limited
Yuming Ying
CE ACI900 - active, BD Consultraining Limited
Scott Paul Reinhart
CE AOH349 - active, Brawn Capital Management Limited
Su Ee Than
CE BFY316 - active, Brawn Capital Management Limited
Yilan Luo
CE BXA728 - active, Brawn Capital Management Limited
Jhalak Sunil Shah
CE BVK505 - active, Brawn Capital Management Limited
Chia Chen Li
CE BGG699 - active, Blue Creek Capital Management Limited
Xiaogang Zhang
CE ANC110 - active, Blue Creek Capital Management Limited
Tung Chan
CE AXY807 - active, Bright Valley Capital Limited
Minyue Wang
CE BMR107 - active, Bright Valley Capital Limited
Qingchen Luo
CE BVR941 - active, Bright Valley Capital Limited
Kar Ho Albert Pang
CE BJW188 - active, Bright Valley Capital Limited
Hok Hin Nathaniel Chan
CE BUL251 - active, Betatron Ventures Limited
Arshad Gani Chowdhury
CE BRO055 - active, Betatron Ventures Limited
Matthias Wolfgang Knobloch
CE BRO052 - active, Betatron Ventures Limited
Monica Hong
CE BXE549 - active, Betatron Ventures Limited
Qiao Gao
CE BLC830 - active, Beginner Mind Asset Management (HK) Limited
Xiangyun Guo
CE BLL341 - active, Beginner Mind Asset Management (HK) Limited
Yi Jie Zhang
CE BNF430 - active, Beginner Mind Asset Management (HK) Limited
Yong Suk Lee
CE BJA739 - active, BSQ Capital Management Limited
Patrick Yuhsiang Su
CE BRB312 - active, BSQ Capital Management Limited
Wai Man (SFC:ANK374) Cheng
CE ANK374 - active, Bamboo Hill Capital Management Limited
Hao Yu
CE BNP558 - active, Bamboo Hill Capital Management Limited
Yining Zhang
CE BVQ619 - active, Bamboo Hill Capital Management Limited
Linchun Sun
CE BVM541 - active, Bopu Asset Management (Hong Kong) Limited
Hao Yuan
CE BVM538 - active, Bopu Asset Management (Hong Kong) Limited
Haiyue Zhang
CE BVM532 - active, Bopu Asset Management (Hong Kong) Limited
Guillaume Lequime
CE BUK252 - active, Blue and White Capital Management Limited
Chun Kit Yeung
CE AQU429 - active, Blue and White Capital Management Limited
Damien A Brosnan
CE AMJ112 - active, Burkehill Global Management HK Limited
Christopher Daniel Rich
CE BTJ496 - active, Burkehill Global Management HK Limited
Keith Ka Ki Lau
CE ALZ174 - active, Burkehill Global Management HK Limited
Kin Wai (SFC:AOS331) Chan
CE AOS331 - active, Cornucopia Capital Partners Limited
Albert Wang
CE APQ327 - active, Cornucopia Capital Partners Limited
Gang (SFC:AEF130) Li
CE AEF130 - active, Cephei Capital Management (Hong Kong) Limited
Yu Min
CE AOT609 - active, Cephei Capital Management (Hong Kong) Limited
Jing Ning
CE APB398 - active, Cephei Capital Management (Hong Kong) Limited
Yinyin Pei
CE BDG891 - active, Cephei Capital Management (Hong Kong) Limited
Kun Fan
CE AKI412 - active, Cephei Capital Management (Hong Kong) Limited
Yan Chak Lai
CE APX114 - active, Cephei Capital Management (Hong Kong) Limited
Yue (SFC:BFK317) Li
CE BFK317 - active, Cephei Capital Management (Hong Kong) Limited
Zhan Ma
CE BOE153 - active, Cephei Capital Management (Hong Kong) Limited
Wei (SFC:BOE325) Wang
CE BOE325 - active, Cephei Capital Management (Hong Kong) Limited
Liu Yang
CE BOM685 - active, Cephei Capital Management (Hong Kong) Limited
Keiren Charles
CE AUV598 - active, Charles-Lim Capital Limited
Shueh Yung Lim
CE AUV601 - active, Charles-Lim Capital Limited
Phoebe Yuen Ting Tse
CE APH924 - active, Charles-Lim Capital Limited
Wing Kit Wong
CE BJR907 - active, Charles-Lim Capital Limited
Licong Li
CE BIQ846 - active, Charles-Lim Capital Limited
Ching Ni Tsoi
CE BPQ135 - active, Charles-Lim Capital Limited
Mun Lin Tan
CE BFZ201 - active, Capital Dynamics Asset Management (HK) Private Limited
Teng Boo Tan
CE BAD662 - active, Capital Dynamics Asset Management (HK) Private Limited
Qilin Yang
CE BPV249 - active, Capital Dynamics Asset Management (HK) Private Limited
Yen Kang Wang
CE BMR274 - active, CloudAlpha Capital Management Limited
Peide Yan
CE BIC436 - active, CloudAlpha Capital Management Limited
Jin Yang
CE AXQ560 - active, CloudAlpha Capital Management Limited
Cheuk Shing Au
CE BTS987 - active, CloudAlpha Capital Management Limited
Dan Fang
CE BQU203 - active, CloudAlpha Capital Management Limited
Jiahe Fang
CE BWP672 - active, CloudAlpha Capital Management Limited
Ling Lu
CE BQZ805 - active, CloudAlpha Capital Management Limited
Zhuochun Wu
CE BPD996 - active, CloudAlpha Capital Management Limited
Wai Kwan Lau
CE BFR786 - active, Chongyang International Asset Management Limited
Qing Wang
CE AOX224 - active, Chongyang International Asset Management Limited
Liangfeng Zhu
CE BVK826 - active, Chongyang International Asset Management Limited
Yingying Chen
CE AVR832 - active, Chiron Asset Management Limited
Long (SFC:BJG378) Zhang
CE BJG378 - active, Chiron Asset Management Limited
Weiping Zhao
CE BGZ776 - active, Chiron Asset Management Limited
Chung Keung Chan
CE AFQ639 - active, CIF Asset Management Limited
Tsz Kit Chan
CE BEI582 - active, CIF Asset Management Limited
Cheng Ma
CE BGT831 - active, CIF Asset Management Limited
Hiu Lam Kristie Leung
CE BPY363 - active, CIF Asset Management Limited
Kit Shum
CE AJD416 - active, CIF Asset Management Limited
Ngou Zoen Gallant Lok
CE BVC668 - active, CENTERLINE INVESTMENT MANAGEMENT LIMITED
Zhonghao Qiu
CE BGM487 - active, CENTERLINE INVESTMENT MANAGEMENT LIMITED
Fan Shi
CE APV976 - active, CENTERLINE INVESTMENT MANAGEMENT LIMITED
Ouliang Xu
CE ARJ818 - active, CENTERLINE INVESTMENT MANAGEMENT LIMITED
Tin Yat Chau
CE BSL551 - active, CENTERLINE INVESTMENT MANAGEMENT LIMITED
Wing Yi Liu
CE ARC090 - active, CENTERLINE INVESTMENT MANAGEMENT LIMITED
Benjamin Zhiyi Chen
CE BEE439 - active, Crimson Capital Management Company Limited
Alexander Simon Green
CE BOB003 - active, Crimson Capital Management Company Limited
Patrick Chong Yao Choo
CE AEI068 - active, China Merchants Land Asset Management Co., Limited
Jin Guo
CE APL205 - active, China Merchants Land Asset Management Co., Limited
Zhe Zhang
CE BQW987 - active, China Merchants Land Asset Management Co., Limited
Ning Zhong
CE BOZ841 - active, China Merchants Land Asset Management Co., Limited
Ho Ng
CE BHJ185 - active, China Merchants Land Asset Management Co., Limited
Xiaosheng She
CE BVJ719 - active, China Merchants Land Asset Management Co., Limited
Vincent Leyi Gao
CE AWF906 - active, CoreView Capital Management Limited
Shau Ting Loretta Lam
CE ALQ408 - active, CoreView Capital Management Limited
Yiu Hei Boris Yu
CE BGP388 - active, CoreView Capital Management Limited
Yijun Jiang
CE AOR112 - active, CoreView Capital Management Limited
Luxi Zhang
CE BNQ400 - active, CoreView Capital Management Limited
Rocky Yu Chan
CE BJE573 - active, Capital 49 Investment Management Limited
Wallace Sick Lun Ching
CE ABR628 - active, Capital 49 Investment Management Limited
Christoff Krige
CE BST637 - active, Cederberg Capital Asia Limited
da Wei Zhang
CE BST639 - active, Cederberg Capital Asia Limited
Hiu Kwan Cheng
CE BSM176 - active, Certitudo Management Limited
Zhichao Lu
CE BBH879 - active, Certitudo Management Limited
Wei Hong
CE BUB226 - active, CLOUDVIEW ASSET MANAGEMENT LIMITED
Benjamin Kwang-Pin Lee
CE ALG327 - active, CLOUDVIEW ASSET MANAGEMENT LIMITED
Benson Cheng Lu
CE AKY985 - active, CLOUDVIEW ASSET MANAGEMENT LIMITED
Bide Liu
CE BUW367 - active, Cool River Venture HK Limited
Zhao (SFC:BBS869) Liu
CE BBS869 - active, Cool River Venture HK Limited
Piers Maximillian Anthony Cassidy
CE BKY621 - active, Centiva Capital HK Limited
Prithvi Raj Dameracharla
CE BNV548 - active, Centiva Capital HK Limited
Matthew John Haudenschield
CE BUZ416 - active, Centiva Capital HK Limited
Ran Ma
CE BBS460 - active, Capella Capital Limited
Yidan Zhang
CE BGT838 - active, Capella Capital Limited