Alain Jean-Claude Pellier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Jean-Claude Pellier, a licensed Responsible Officer with CE reference AWI823. Currently licensed at 1 firm(s): Trading Central Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 7.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 4 - Advising on securities | 2018-09-06 | present |
| Trading Central Asia Limited 乾鼎亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-09-06 | present |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Alain Jean-Claude Pellier during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Remy Thomas Laurent Gaussens | Trading Central Asia Limited | 2018–present |
| Kim Ming Lam | Trading Central Asia Limited | 2018–present |
| Jun Zhang | Trading Central Asia Limited | 2018–present |
| Chi Kong Jim | Trading Central Asia Limited | 2018–present |
| Hung Tin George Lam | Trading Central Asia Limited | 2018–present |
| Romain Henri Francois Gandon | Trading Central Asia Limited | 2018–2022 |
| Ching Yee Ng | Trading Central Asia Limited | 2018–2019 |