Alain Jean-Claude Pellier

CE No. AWI823 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Jean-Claude Pellier, a licensed Responsible Officer with CE reference AWI823. Currently licensed at 1 firm(s): Trading Central Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 2.

More firms doing Advising on securities →More firms doing Advising on futures contracts →

Licence history

FirmRoleRegulated activityFromTo
Trading Central Asia Limited
乾鼎亞洲有限公司		 RO Type 4 — Advising on securities 2018-09-06 present
Trading Central Asia Limited
乾鼎亞洲有限公司		 RO Type 5 — Advising on futures contracts 2018-09-06 present

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