Pan Li
李攀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pan Li (李攀), a licensed Responsible Officer with CE reference AQN984. Currently licensed at 1 firm(s): Truth Capital (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.6 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Truth Capital (Hong Kong) Limited 大道資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-09-20 | present |
| Truth Capital (Hong Kong) Limited 大道資本(香港)有限公司 |
RO | Type 9 - Asset management | 2022-09-20 | present |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-11-07 | 2022-07-22 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-11-07 | 2022-07-22 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-19 | 2017-11-07 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-19 | 2017-11-07 |
| IDS Forex HK Limited | RO | Type 4 - Advising on securities | 2017-05-05 | 2017-06-22 |
| IDS Forex HK Limited | RO | Type 9 - Asset management | 2017-05-05 | 2017-06-22 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-28 | 2016-09-30 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 4 - Advising on securities | 2015-08-28 | 2016-09-30 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 9 - Asset management | 2015-08-28 | 2016-09-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-29 | 2015-07-01 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-12-29 | 2015-07-01 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 - Asset management | 2014-12-29 | 2015-07-01 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-12-20 | 2014-05-30 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-03-19 | 2014-05-30 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-02-01 | 2014-05-30 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-02-26 | 2011-02-01 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-07 | 2012-12-20 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-07 | 2014-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.