Yiu Kwok Chen
陳耀國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kwok Chen (陳耀國), a licensed Responsible Officer with CE reference BHR802. Currently licensed at 1 firm(s): Sirenia Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sirenia Capital Limited 浩泓資本有限公司 |
RO | Type 4 — Advising on securities | 2024-11-07 | present |
| Sirenia Capital Limited 浩泓資本有限公司 |
RO | Type 9 — Asset management | 2024-11-07 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-07 | 2022-11-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-07 | 2022-11-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-28 | 2022-11-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-28 | 2022-11-30 |