Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Chun Hung Wong
CE BOH546 - active, Asset Management Group Limited
Hoi Tik Wong
CE AWA333 - active, Asset Management Group Limited
Ka Lun (SFC:BVO033) Wong
CE BVO033 - active, Asset Management Group Limited
Kong Wa (SFC:BDI876) Wong
CE BDI876 - active, Asset Management Group Limited
Kwanly Lai Kwan Wong
CE ALL698 - active, Asset Management Group Limited
Ling Fung Wong
CE AOX674 - active, Asset Management Group Limited
Catherine Man Man Wong
CE AUW025 - active, Asset Management Group Limited
Pui Ying Wong
CE AWF281 - active, Asset Management Group Limited
Tat Wah Wong
CE ALD483 - active, Asset Management Group Limited
Wan To Wong
CE AVX499 - active, Asset Management Group Limited
Wing Shan Venus Wong
CE BTO134 - active, Asset Management Group Limited
Yiu Chung Wong
CE AQT105 - active, Asset Management Group Limited
Yue Fai Wong
CE BFG479 - active, Asset Management Group Limited
Chi Kwan Yau
CE ASU315 - active, Asset Management Group Limited
Suet Yeung
CE BDF101 - active, Asset Management Group Limited
Raymond Kin Wah Yim
CE BLX402 - active, Asset Management Group Limited
Hui Yu
CE BNW047 - active, Asset Management Group Limited
Ling Pong Yung
CE BVL810 - active, Asset Management Group Limited
Xu Zhang
CE BEC421 - active, Asset Management Group Limited
Jing Zou
CE BWV200 - ceased
Takeshi Fukui
CE BTQ725 - active, Asset Management One Hong Kong Limited
Haijun Huang
CE AUX601 - active, Asset Management One Hong Kong Limited
Chun Yin Ip
CE BTB958 - active, Asset Management One Hong Kong Limited
Hiu Ling Lam
CE BPK435 - active, Asset Management One Hong Kong Limited
Huali Zhang
CE AUX605 - active, Asset Management One Hong Kong Limited
Wen-Yu Chiu
CE AFK494 - active, Astrapto Capital Partners (HK) Limited
Henry Zhou
CE BGT159 - active, Astrapto Capital Partners (HK) Limited
Matthew Love Moskey
CE ARK735 - active, Athos Capital Limited
Friedrich Bela Schulte-Hillen
CE AUA998 - active, Athos Capital Limited
Carlo Agostinelli
CE BEO619 - active, Athos Capital Limited
Andrew Carpenter
CE BBG434 - active, Athos Capital Limited
Simon Chan
CE AXH327 - active, Athos Capital Limited
James Ming Yao Chia
CE AZB028 - active, Athos Capital Limited
Diwen Goh
CE BLM062 - active, Athos Capital Limited
Seung-Bom Kim
CE AOI831 - active, Athos Capital Limited
David Hon Wa Lai
CE BCY715 - active, Polymer Capital Management (HK) Limited
Zengjie Lin
CE BID293 - active, Athos Capital Limited
Benjamin Henri Marthan
CE BGZ447 - active, Athos Capital Limited
Jung-En Wu
CE BQU459 - active, Athos Capital Limited
Howard Ho Wai Chan
CE ATJ294 - active, Atlantic Asset Management Limited
Chun Ho Ng
CE AXR024 - active, Atlantic Asset Management Limited
Kwan Yiu Sung
CE BDF467 - active, Glory Sun Securities Limited
Qianqian Wang
CE BUK524 - active, Atlantic Asset Management Limited
Kai Weng
CE BUX001 - active, Atlantic Asset Management Limited
Shuli Liao
CE BSM580 - active, Atlantis Investment Management Limited
Yang (SFC:AGK177) Liu
CE AGK177 - active, Atlantis Investment Management Limited
Zejiang Chen
CE BRF549 - active, Atlantis Investment Management Limited
Yik Shu Chik
CE BQO022 - active, Atlantis Investment Management Limited
Hiu Sum Hui
CE BOM269 - active, Atlantis Investment Management Limited
Cheung Yu Lam
CE BFW629 - active, Atlantis Investment Management Limited
Zhicheng Zhang
CE BTX491 - active, Atlantis Investment Management Limited
Jie Liao
CE BQH159 - active, Atta Capital Limited
Hoi Ting Cheung
CE BHM242 - active, Atta Capital Limited
Siu Wai Chong
CE ALQ158 - active, Atta Capital Limited
Yu Ngai Hong
CE BBP893 - active, Aureum Infinity Capital Limited
Chun Chi Timothy Ma
CE BSE553 - active, Aureum Infinity Capital Limited
Sai Wing Chan
CE AMU845 - active, Aureum Infinity Capital Limited
Yuhua Mao
CE BWL220 - active, Aureum Infinity Capital Limited
Jingwen Ni
CE BSQ656 - active, Aureum Infinity Capital Limited
Meng Lee Tan
CE AWD977 - active, Auspicious Capital Management Limited
Chuang Wang
CE AYM559 - active, Auspicious Capital Management Limited
Banruo Zhang
CE BPJ849 - active, Auspicious Capital Management Limited
Benji Ping-Chun Chou
CE ACT295 - active, Avanta Investment Management Limited
Vivia Wai Ming Tong
CE AIE803 - active, Avanta Investment Management Limited
Po Wun Ip
CE BEC783 - active, Avanta Investment Management Limited
Stephanie Pui San Wong
CE ACX711 - active, Avanta Investment Management Limited
Chun Fai Anthony Chan
CE AFD303 - active, Avenue Asset Management Limited
Clarence Man Yung Tam
CE ATR858 - active, Avenue Investment Management Limited
Kit Yin Ting
CE BSQ841 - active, Avenue Investment Management Limited
Ping Hung Yang
CE BVF562 - active, Avenue Asset Management Limited
Sau Kwok Pong
CE AMB713 - active, Avenue Family Office Limited
Pui Shan Au-Yeung
CE BTZ921 - active, Avenue Family Office Limited
Ngai Tan Chan
CE BQG443 - ceased
Suet Ying Prudence Chan
CE BJV399 - active, Avenue Family Office Limited
Po Yee Cheng
CE BNT207 - active, Avenue Investment Management Limited
Ho Kwok Cheung
CE BXE601 - active, Avenue Family Office Limited
Chu Chu
CE BTK786 - active, Avenue Family Office Limited
Weiping Duan
CE BXG830 - active, Avenue Family Office Limited
Yuqi Gan
CE BQM759 - active, Avenue Investment Management Limited
Tsz Sung Hui
CE AGK775 - active, Avenue Investment Management Limited
Ching Wai Hui
CE BTV124 - active, Avenue Family Office Limited
Kevin Hin Fai King
CE ARW546 - active, Avenue Family Office Limited
Mei Po Kwok
CE BVN796 - active, Avenue Family Office Limited
Yuen Ying Lai
CE BVN779 - ceased
Chak Wong Lau
CE AXY507 - active, Avenue Family Office Limited
Lok Sum Sam Leung
CE BLL826 - ceased
Le (SFC:BWP064) Li
CE BWP064 - active, Avenue Family Office Limited
Qin Li
CE BVQ418 - active, Avenue Family Office Limited
Zhiwen Miao
CE BVZ749 - active, Avenue Family Office Limited
Yanwen Ouyang
CE BWE705 - active, Avenue Family Office Limited
Ho Wa Poon
CE AXC425 - active, Avenue Family Office Limited
Pauline Tong
CE AFK529 - active, Avenue Investment Management Limited
Shih Tse Wang
CE AKX850 - active, Avenue Family Office Limited
Chun Ming Wong
CE BGM912 - active, Avenue Family Office Limited
Sze Kin Yau
CE AHC181 - active, Avenue Investment Management Limited
George Pui Kwong Yuen
CE ACG743 - active, Avenue Family Office Limited
Xinyi (SFC:BRR414) Zhang
CE BRR414 - active, Avenue Family Office Limited
Jie Zhao
CE BUB905 - active, Avenue Investment Management Limited
Chi Kin Chau
CE AIS462 - active, Avenue Investment Management Limited
Man Wing Chung
CE ABG697 - ceased
Charles Teng-Iao Wong
CE AUG868 - active, Axial Partners Limited
June Wai Man Wong
CE ACS213 - active, Axial Partners Limited
Johnathan Ho
CE BUG317 - active, Axial Partners Limited
Hayley Chung Lam Hui
CE BWK714 - ceased
Shengyao Benjamin Tong
CE BUE683 - active, Axial Partners Limited
Wenjie Ren
CE BUY131 - active, Bilin Investment Limited
Gang (SFC:ACQ097) Yu
CE ACQ097 - active, Axis Capital Management Limited
Hung Fat Cheung
CE AAA157 - active, Azurewing Limited
Yi Ding Hu
CE ACC228 - active, Azurewing Limited
Wai Lin Tse
CE AXN012 - active, Azurewing Limited
Shun Tak Borody Pang
CE BIT755 - active, Azurewing Limited
Peipei Zhang
CE BWV543 - active, BANDS Capital Management Limited
Ho Shun Wong
CE AGO259 - active, BCT Financial Limited
Tsz Tai Au
CE AGD312 - active, BCT Financial Limited
Yuk Lin Au
CE BHW833 - active, BCT Financial Limited
Chak Hang Chan
CE BVI061 - active, BCT Financial Limited
Hau Chung Chan
CE BDY048 - ceased
Ka Hung Chan
CE ACO888 - active, BCT Financial Limited
Yin Ching Chan
CE BVE259 - active, BCT Financial Limited
Ying Kin Chan
CE BXN615 - active, BCT Financial Limited
Pui Lam Cecilia Chau
CE BWC862 - active, BCT Financial Limited
Man Hin Cheung
CE BQH407 - active, BCT Financial Limited
Wing Ki Chung
CE BWH104 - active, BCT Financial Limited
Hi Oi Ho
CE BUY030 - active, BCT Financial Limited
King Hin Ho
CE BVN907 - active, BCT Financial Limited
Wai Ling Hui
CE BEE239 - active, BCT Financial Limited
Cheuk Lok Iu
CE BQH316 - active, BCT Financial Limited
Pui Man Ka
CE AOS684 - active, BCT Financial Limited
Sze Man Kwok
CE AQM177 - active, BCT Financial Limited
Yik Ning Kwok
CE BGX454 - active, BCT Financial Limited
Ching Man Lai
CE AET937 - active, BCT Financial Limited
Kwok Ki Lai
CE BTR841 - active, BCT Financial Limited
Yun Man Lai
CE AGI232 - active, BCT Financial Limited
Chi To Lam
CE BVY617 - active, BCT Financial Limited
Sau Yan Lam
CE BOG410 - active, BCT Financial Limited
Wing-Wah Christine Lam
CE AQQ144 - active, BCT Financial Limited
Ka Chun (SFC:BTY021) Lau
CE BTY021 - active, BCT Financial Limited
Kam Fung Lau
CE BUY268 - active, BCT Financial Limited
Kwan Keung Lau
CE AFK191 - active, BCT Financial Limited
Siu Man Lau
CE BOT073 - active, BCT Financial Limited
Wun Ning Lau
CE BTE232 - active, BCT Financial Limited
Yuet Chiu Lau
CE BEI688 - active, BCT Financial Limited
Cheuk Wai Lee
CE BVI856 - active, BCT Financial Limited
Chun Stanley Lee
CE BUF413 - active, BCT Financial Limited
Ka Man Lee
CE BOK449 - active, BCT Financial Limited
Pui Yi Lee
CE BND853 - active, BCT Financial Limited
Ka Shing Leung
CE BMV680 - active, BCT Financial Limited
Ka Ying (SFC:BMB325) Leung
CE BMB325 - active, BCT Financial Limited
Kit Sum Leung
CE ARG853 - active, BCT Financial Limited
Lung Fung Li
CE BHK939 - active, BCT Financial Limited
Remus Chu Kit Lok
CE AVI054 - active, BCT Financial Limited
Yiu Fai Lok
CE AWO863 - active, BCT Financial Limited
Anny Ma
CE AMC724 - active, BCT Financial Limited
Sze Ming Ma
CE AZQ597 - active, BCT Financial Limited
Tik Man Ma
CE BWZ711 - active, BCT Financial Limited
Ka Sha Mok
CE BNZ935 - active, BCT Financial Limited
Wai San Sam Ng
CE BTO679 - active, BCT Financial Limited
Yik Lee Ricky Ng
CE BXB024 - active, BCT Financial Limited
Ching Ching Poon
CE BRD827 - active, BCT Financial Limited
King Yue Shek
CE AHX752 - active, BCT Financial Limited
Hung Luk Sze
CE AHD640 - active, BCT Financial Limited
Ka Lok Tai
CE BWU686 - active, BCT Financial Limited
Kwan Yung Tai
CE BUM696 - active, BCT Financial Limited
Kam Hing Tam
CE BRR558 - active, BCT Financial Limited
Lai Fong Iris Tang
CE BST039 - active, BCT Financial Limited
Pui Ki Tsang
CE BUM559 - active, BCT Financial Limited
Suet Yi Tsang
CE BTT414 - active, BCT Financial Limited
Tsun Hei Tse
CE BQU443 - active, BCT Financial Limited
King Wai Tsui
CE BOR215 - active, BCT Financial Limited
Ching Cheung Wong
CE AXS492 - active, BCT Financial Limited
Jennifer Hiu Chee Wong
CE AHV106 - active, BCT Financial Limited
Man Hin Wong
CE AMY306 - active, BCT Financial Limited
Ming Ho (SFC:BUZ199) Wong
CE BUZ199 - active, BCT Financial Limited
Shing Yip (SFC:BXE729) Wong
CE BXE729 - active, BCT Financial Limited
Tak Ming Wong
CE BRA972 - active, BCT Financial Limited
Yuk Lun Wong
CE BGH574 - active, BCT Financial Limited
Yee Lam Yeong
CE BMB326 - active, BCT Financial Limited
Ming Yue Victor Yeung
CE BKV247 - ceased
Tsz Tsun Yedda Yeung
CE BVG020 - active, BCT Financial Limited
Wai Sum (SFC:BWU703) Yeung
CE BWU703 - active, BCT Financial Limited
Nelson Yat Sang Yeung
CE ACS128 - active, BCT Financial Limited
Chun Hong Yip
CE BAZ791 - active, BCT Financial Limited
Johnny Ka Chun Yip
CE AXB565 - active, BCT Financial Limited
Shuk Man Yip
CE BUO179 - active, BCT Financial Limited
Samson Kai Cheong Li
CE AAE987 - active, BEA Union Investment Management Limited
Brian David Man Bun Li
CE AJD679 - active, BEA Union Investment Management Limited
Janet Tze Yan Li
CE ATN771 - active, BEA Union Investment Management Limited
Rex Sui Yan Lo
CE AFU290 - active, BEA Union Investment Management Limited
Mei Suen Ma
CE AGD655 - active, BEA Union Investment Management Limited
Man Kin Tjiang
CE AOE020 - active, BEA Union Investment Management Limited
Sin Man Tsang
CE AFO918 - active, BEA Union Investment Management Limited
Gerald Akhmelvan Kurniadi
CE BUM350 - active, BEA Union Investment Management Limited
Hiu Yu Chan
CE BVQ482 - active, BEA Union Investment Management Limited
Willie Kit Chung Chan
CE AFY836 - active, BEA Union Investment Management Limited
Shuk Yin Chau
CE ADB483 - active, BEA Union Investment Management Limited
Chun Hei Cheng
CE ANK163 - active, BEA Union Investment Management Limited
Szu Fuei Chong
CE AOA828 - active, BEA Union Investment Management Limited
Man Nga Chui
CE ASX258 - active, BEA Union Investment Management Limited
Man Kit Fu
CE BNU100 - active, BEA Union Investment Management Limited
Joby Sze Lam Ho
CE ASL539 - active, BEA Union Investment Management Limited
Yilin Eveline Jiang
CE BLD329 - active, BEA Union Investment Management Limited
Wing Kiu Lau
CE ANQ947 - active, BEA Union Investment Management Limited
Kit Shan Lee
CE AMY300 - active, BEA Union Investment Management Limited
Pui Shan Leung
CE ATW048 - active, BEA Union Investment Management Limited
Sze Ki Leung
CE BSW939 - active, BEA Union Investment Management Limited
Jiaming Liu
CE BTW154 - active, BEA Union Investment Management Limited
Neha Akshay Luhar
CE BRV881 - active, BEA Union Investment Management Limited
Wai Kit Mak
CE BTD547 - active, BEA Union Investment Management Limited
Wai Man Ng
CE AOI975 - active, BEA Union Investment Management Limited
Dev Lalit Puri
CE BWN555 - active, BEA Union Investment Management Limited
Hin Yeung Tang
CE ATN457 - active, Pictet Asset Management (Hong Kong) Limited
Sze Man Tang
CE AQO512 - active, BEA Union Investment Management Limited
Ada Man Shan Wai
CE ADB779 - active, BEA Union Investment Management Limited
Zhihan Wang
CE BQL387 - active, BEA Union Investment Management Limited
Hoi Ming Wong
CE BFR275 - active, BEA Union Investment Management Limited
Kwun Kit Wong
CE BDO439 - active, BEA Union Investment Management Limited
Man Chun Wong
CE AXH553 - active, BEA Union Investment Management Limited
Sung Yui Wong
CE BLV226 - active, BEA Union Investment Management Limited
Yangfan Xu
CE BSG568 - active, BEA Union Investment Management Limited
Benjamin Aaron Fuchs
CE ASH500 - active, BFAM Partners (Hong Kong) Limited
Francois Pierre Marie Le Barazer
CE BQG632 - active, BFAM Partners (Hong Kong) Limited
Ankit Satyendra Bafna
CE BAD304 - active, BFAM Partners (Hong Kong) Limited
Jonathan Quinn Bolon
CE ARH276 - active, BFAM Partners (Hong Kong) Limited
Cameron Simon Chan
CE BRI619 - active, BFAM Partners (Hong Kong) Limited
Theo Osvaldo Georges Guichon
CE BTY128 - active, BFAM Partners (Hong Kong) Limited
Christian John Howe
CE AQN996 - active, BFAM Partners (Hong Kong) Limited
Yizu Huang
CE BLP420 - active, BFAM Partners (Hong Kong) Limited
Zhuoxuan Tian
CE BRB851 - active, BFAM Partners (Hong Kong) Limited
Alan Wu
CE AFH037 - active, BFAM Partners (Hong Kong) Limited
Kim Cho Kung
CE AXO982 - active, BG Securities (HK) Co., Limited
Xingtong Li
CE BVF944 - active, BG Securities (HK) Co., Limited
Yuxiao Liu
CE BSX325 - active, BG Securities (HK) Co., Limited
Chi Hong Leung
CE BBP316 - active, BMI Funds Management Limited
Hiu Pan Wong
CE ALA793 - active, BMI Funds Management Limited
Ho Cheung Chan
CE BHP842 - active, BMI Securities Limited
Chak Ho Cheng
CE AWU261 - active, BMI Funds Management Limited
Bo (SFC:BEL595) Li
CE BEL595 - active, BMI Funds Management Limited
Hang Yuet Ng
CE BJW484 - active, BMI Securities Limited
Kin Wai Ng
CE BIM923 - active, BMI Funds Management Limited
Jianfeng (SFC:BKE529) Sun
CE BKE529 - active, BMI Funds Management Limited
Man Ho Chow
CE AXZ065 - active, BMI Securities Limited
William James Anthony Bratton
CE BFI917 - active, BNP Paribas Securities (Asia) Limited
Lap Man Chan
CE AGN575 - active, BNP Paribas Securities (Asia) Limited
Ui Lim Eom
CE AXN892 - active, BNP Paribas Securities (Asia) Limited
Richard Alan Griffiths
CE AHJ440 - active, BNP Paribas Securities (Asia) Limited
Xiongxiao Jiang
CE AVI890 - active, BNP Paribas Securities (Asia) Limited
Sung Kan Lee
CE AGL135 - active, BNP Paribas Securities (Asia) Limited
Hugo Pak Hon Leung
CE ABX165 - active, BNP Paribas Securities (Asia) Limited
Nicolas Ygal Benoit Mirwasser
CE BVJ974 - active, BNP Paribas Securities (Asia) Limited
Sze Wai Mok
CE ASS432 - active, BNP Paribas Securities (Asia) Limited