Wai Ming Law
羅偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Law (羅偉明), a licensed Responsible Officer with CE reference BJI431. Currently licensed at 1 firm(s): Summit Asset Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Summit Asset Management Company Limited 駿嶽資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-15 | present |
| Summit Asset Management Company Limited 駿嶽資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-15 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-02 | 2023-06-19 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 9 — Asset management | 2019-05-02 | 2023-06-19 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-19 | 2019-05-02 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-07 | 2019-02-12 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-07 | 2019-02-12 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-04-17 | 2019-02-12 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-03-08 | 2018-04-17 |
| DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-06-01 | 2018-02-19 |