Chen Chen
陳晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Chen (陳晨), a licensed Responsible Officer with CE reference BQW769. Currently licensed at 1 firm(s): Duration Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Duration Capital Limited 久期資本有限公司 |
RO | Type 4 - Advising on securities | 2026-06-26 | present |
| Duration Capital Limited 久期資本有限公司 |
RO | Type 9 - Asset management | 2026-06-26 | present |
| Duration Capital Limited 久期資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-08 | 2026-06-26 |
| Duration Capital Limited 久期資本有限公司 |
Rep | Type 9 - Asset management | 2026-05-08 | 2026-06-26 |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-24 | 2026-04-28 |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-03-24 | 2026-04-28 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 9 - Asset management | 2023-06-26 | 2025-04-24 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-06 | 2026-04-28 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-06 | 2025-04-24 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-30 | 2022-04-02 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-05 | 2022-04-02 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-22 | 2021-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.