Zhen Xie
謝臻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen Xie (謝臻), a licensed Representative with CE reference BRO334. Currently licensed at 1 firm(s): Unity Partners Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.1 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-20 | present |
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-02-20 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2022-03-02 | 2024-07-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2022-03-02 | 2024-07-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2022-03-02 | 2024-07-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-05 | 2021-11-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-05 | 2021-11-26 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhen Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lap Quin Kevin Kung | Unity Partners Asset Management Limited | 2026–present |
| Dennis Tak Yan Tao | Unity Partners Asset Management Limited | 2026–present |
| Tian Xia | Unity Partners Asset Management Limited | 2026–present |