Saik Kong Thomas Kaan
簡錫光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saik Kong Thomas Kaan (簡錫光), a licensed Responsible Officer with CE reference AOE140. Currently licensed at 1 firm(s): SmartNob Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SmartNob Asset Management Limited 智諾資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-05-13 | present |
| SmartNob Asset Management Limited 智諾資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-02-06 | present |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-28 | 2024-02-06 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 4 — Advising on securities | 2019-02-28 | 2024-02-06 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 4 — Advising on securities | 2010-12-29 | 2012-12-26 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-04-25 | 2012-12-26 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-14 | 2012-12-26 |