Sicong Shen
申思聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sicong Shen (申思聰), a licensed former licensee with CE reference BNF348. This person has 7.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-20 | 2026-04-30 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-08 | 2026-04-30 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-08 | 2026-04-30 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-06 | 2023-10-01 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-23 | 2023-10-01 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-17 | 2019-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sicong Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.