Chi Yiu Lau
劉志耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yiu Lau (劉志耀), a licensed Responsible Officer with CE reference AEM824. Currently licensed at 1 firm(s): United Gain Investment Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 4 — Advising on securities | 2003-08-07 | present |
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 9 — Asset management | 2003-08-07 | present |