Steve Tang Hon Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Tang Hon Kwok (郭騰瀚), a licensed Responsible Officer with CE reference AEO399. Currently licensed at 1 firm(s): TVC Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.7 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TVC Management Limited | RO | Type 4 - Advising on securities | 2023-03-30 | present |
| TVC Management Limited | RO | Type 9 - Asset management | 2023-03-30 | present |
| TVC Management Limited | Rep | Type 4 - Advising on securities | 2023-02-27 | 2023-03-30 |
| TVC Management Limited | Rep | Type 9 - Asset management | 2023-02-27 | 2023-03-30 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-10 | 2023-01-25 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 9 - Asset management | 2021-02-10 | 2023-01-25 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 - Advising on securities | 2020-01-06 | 2020-11-08 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 - Asset management | 2020-01-06 | 2020-11-08 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-24 | 2020-01-06 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-24 | 2020-01-06 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-14 | 2019-09-28 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-18 | 2018-02-14 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-06-12 | 2019-09-28 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-12 | 2019-09-28 |
| TVC Management Limited | RO | Type 4 - Advising on securities | 2005-06-13 | 2017-05-31 |
| TVC Management Limited | RO | Type 9 - Asset management | 2005-06-13 | 2017-05-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-04-25 | 2005-05-23 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-05-23 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-05-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steve Tang Hon Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.