Sit Lun Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sit Lun Liu (廖薛倫), a licensed Responsible Officer with CE reference ANY108. Currently licensed at 1 firm(s): Uni-Century International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-10-03 | present |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-10-03 | present |
| EverShine International Securities Limited 永盛國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-03 | 2025-02-10 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-12-02 | 2016-11-25 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
RO | Type 9 - Asset management | 2015-12-02 | 2016-11-25 |
| iBest Consultants Limited | RO | Type 1 - Dealing in securities | 2014-02-10 | 2015-03-07 |
| iBest Consultants Limited | RO | Type 4 - Advising on securities | 2014-02-10 | 2015-03-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-02-05 | 2015-03-07 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2014-02-05 | 2015-03-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-29 | 2015-03-07 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-29 | 2015-03-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-29 | 2015-03-07 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2013-09-23 | 2014-02-10 |
| iBest Consultants Limited | Rep | Type 2 - Dealing in futures contracts | 2013-09-23 | 2015-03-07 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2013-09-23 | 2014-02-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-24 | 2010-02-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-25 | 2010-02-17 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-13 | 2009-02-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-13 | 2009-02-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-09-13 | 2009-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sit Lun Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.