Henry William MacFarlane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry William MacFarlane, a licensed Representative with CE reference BJV940. Currently licensed at 1 firm(s): Triata Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Triata Capital Limited 三塔資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-09 | present |
| Triata Capital Limited 三塔資本有限公司 |
Rep | Type 9 — Asset management | 2024-12-09 | present |
| Red Gate Asset Management Company Limited | RO | Type 4 — Advising on securities | 2017-11-24 | 2024-08-23 |
| Red Gate Asset Management Company Limited | RO | Type 9 — Asset management | 2017-11-24 | 2024-08-23 |