Wilson Tsz Kin Lee

李子建
CE No. ACX185 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wilson Tsz Kin Lee (李子建), a licensed former licensee with CE reference ACX185. Total licence records on file: 20.

Licence history

FirmRoleRegulated activityFromTo
Gravity Asset Management Limited
Rep Type 4 — Advising on securities 2025-01-24 2025-01-24
Gravity Asset Management Limited
Rep Type 9 — Asset management 2025-01-24 2025-01-24
Gravity Asset Management Limited
RO Type 4 — Advising on securities 2025-01-24 2026-04-15
Gravity Asset Management Limited
RO Type 9 — Asset management 2025-01-24 2026-04-15
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
RO Type 1 — Dealing in securities 2017-04-24 2019-08-15
GF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
RO Type 4 — Advising on securities 2016-08-18 2019-08-15
GF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
RO Type 9 — Asset management 2016-08-18 2019-08-15
GF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2016-06-01 2016-08-18
GF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
Rep Type 9 — Asset management 2016-06-01 2016-08-18
Sumo Asset Management Limited
盛門資產管理有限公司
RO Type 4 — Advising on securities 2010-07-07 2016-02-05
Sumo Asset Management Limited
盛門資產管理有限公司
RO Type 9 — Asset management 2010-07-07 2016-02-05
Kirin Asset Management Limited
麒麟資產管理有限公司
RO Type 4 — Advising on securities 2009-03-10 2010-05-11
Kirin Asset Management Limited
麒麟資產管理有限公司
RO Type 9 — Asset management 2009-03-10 2010-05-11
iTTa Capital Limited
意達資本有限公司
RO Type 1 — Dealing in securities 2007-12-04 2009-01-28
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 1 — Dealing in securities 2005-06-15 2007-04-23
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities present 2005-06-15
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 4 — Advising on securities present 2003-12-16
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2004-09-01
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 — Providing automated trading services present 2004-09-01
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 9 — Asset management present 2003-12-16

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