Chung Ming Ho
何仲明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Ming Ho (何仲明), a licensed Responsible Officer with CE reference AEN031. Currently licensed at 1 firm(s): High Wisdom Holdings Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| High Wisdom Holdings Limited 騰智集團有限公司 |
RO | Type 4 — Advising on securities | 2021-07-19 | present |
| High Wisdom Holdings Limited 騰智集團有限公司 |
RO | Type 9 — Asset management | 2021-07-19 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-12 | 2021-06-30 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-12 | 2021-06-30 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 9 — Asset management | 2021-01-12 | 2021-06-30 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-09 | 2021-01-12 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-09 | 2021-01-12 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-18 | 2021-01-12 |
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 4 — Advising on securities | 2020-02-07 | 2020-08-18 |
| Pantheum Capital Limited 臻盛資本有限公司 |
RO | Type 9 — Asset management | 2020-02-07 | 2020-08-18 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-06 | 2019-12-20 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-08-23 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-27 |