Shaobo Xie
謝少波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaobo Xie (謝少波), a licensed Responsible Officer with CE reference AXT168. Currently licensed at 1 firm(s): Grant Samuel (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grant Samuel (Hong Kong) Limited 格勝(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-12-16 | present |
| Grant Samuel (Hong Kong) Limited 格勝(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-05-22 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-03 | 2014-04-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-08-03 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-03 | 2014-04-15 |