Wai Ha Eva Luk
陸慧霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ha Eva Luk (陸慧霞), CE reference BRM311. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-21 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-21 | present |
| Arete Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2021-07-30 | 2021-11-30 |
| Arete Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2021-07-30 | 2021-11-30 |
| Arete Capital Asia Limited |
Rep | Type 9 — Asset management | 2021-07-30 | 2021-11-30 |