Stephen Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wong (黃新君), a licensed Responsible Officer with CE reference APJ599. Currently licensed at 1 firm(s): Grandshores Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.9 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grandshores Asset Management Limited 雄岸資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-09-02 | present |
| Grandshores Asset Management Limited 雄岸資產管理有限公司 |
RO | Type 9 - Asset management | 2025-09-02 | present |
| Feifan Asset Management Co., Limited 飛凡資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-05-24 | 2024-06-04 |
| Feifan Asset Management Co., Limited 飛凡資產管理有限公司 |
RO | Type 9 - Asset management | 2021-05-24 | 2024-06-04 |
| Feifan Asset Management Co., Limited 飛凡資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-17 | 2021-05-24 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
RO | Type 9 - Asset management | 2013-02-08 | 2021-04-01 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-09-13 | 2013-02-08 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
RO | Type 9 - Asset management | 2011-12-13 | 2012-09-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-09 | 2008-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-08-09 | 2008-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-09 | 2008-04-30 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Chan | Poplar Asset Management Limited | 2012–2019 |
| Chi Yung Chan | Feifan Asset Management Co., Limited | 2021–2024 |
| Shaoqiang Shi | Poplar Asset Management Limited | 2019–2020 |
| Ning Zhang | Poplar Asset Management Limited | 2011–2013 |
| Howard Ho Kit Wong | Grandshores Asset Management Limited | 2025–present |
| Ngai Wong | Grandshores Asset Management Limited | 2025–present |
| Chi Keung Lam | Poplar Asset Management Limited | 2019–2020 |
| Tianzhong He | Feifan Asset Management Co., Limited | 2021–2022 |