Vincent Wing Tat Koo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wing Tat Koo (古頴達), a licensed Responsible Officer with CE reference ACW766. Currently licensed at 1 firm(s): GY Investment Management Group Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.8 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GY Investment Management Group Limited 國岳投資集團管理有限公司 |
RO | Type 4 - Advising on securities | 2026-01-22 | present |
| GY Investment Management Group Limited 國岳投資集團管理有限公司 |
RO | Type 9 - Asset management | 2026-01-22 | present |
| China Arab Capital Limited 中阿資本有限公司 |
RO | Type 4 - Advising on securities | 2023-11-07 | 2025-10-01 |
| China Arab Capital Limited 中阿資本有限公司 |
RO | Type 9 - Asset management | 2023-11-07 | 2025-10-01 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-09-28 | 2021-08-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-23 | 2021-08-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 - Asset management | 2020-04-23 | 2021-08-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-11 | 2019-11-30 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-11 | 2019-11-30 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-05 | 2019-11-30 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 9 - Asset management | 2019-06-05 | 2019-11-30 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 4 - Advising on securities | 2015-10-05 | 2017-12-29 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 - Asset management | 2015-10-05 | 2017-12-29 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-05-24 | 2012-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-05-24 | 2012-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2009-06-25 | 2012-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2008-07-15 | 2012-06-15 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 - Asset management | 2008-06-24 | 2012-06-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-07-19 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-07-07 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-02-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-07 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-07 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-07-19 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Wing Tat Koo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.