Ming Chen
陳明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chen (陳明), a licensed Representative with CE reference BOT554. Currently licensed at 1 firm(s): GRE Investment Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GRE Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2024-07-12 | present |
| GRE Investment Advisors Limited |
Rep | Type 9 — Asset management | 2024-05-28 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-07 | 2023-12-30 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-05-07 | 2023-12-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-05 | 2021-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-05 | 2021-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-05 | 2021-03-30 |