Xi Yao
姚希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Yao (姚希), CE reference BNU869. Currently licensed at 1 firm(s): GBA Capital Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-09-12 | present |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 9 — Asset management | 2025-09-12 | present |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-30 | 2025-09-12 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-30 | 2025-09-12 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-16 | 2022-07-01 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 9 — Asset management | 2022-06-16 | 2022-07-01 |
| HAI Smart Alpha Limited | RO | Type 9 — Asset management | 2019-05-21 | 2021-07-22 |