Gregory Harold Haas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Harold Haas, CE reference ARW500. Currently licensed at 1 firm(s): Gordian Capital Hong Kong Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gordian Capital Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2025-11-14 | present |
| Gordian Capital Hong Kong Limited |
Rep | Type 9 — Asset management | 2025-11-14 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-02-27 | 2025-05-06 |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-07-05 | 2022-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-02-24 | 2022-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-02-24 | 2022-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-02-24 | 2022-02-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-03-10 | 2016-09-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2010-03-10 | 2018-10-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-01 | 2016-09-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-01 | 2018-10-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-14 | 2010-02-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-14 | 2010-02-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-14 | 2010-02-18 |