Tom Ka Chun Kwok
郭家駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Ka Chun Kwok (郭家駿), a licensed Responsible Officer with CE reference ANQ504. Currently licensed at 2 firm(s): Getta Asset Management Limited, Getta Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-11-25 | present |
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 9 - Asset management | 2019-11-25 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-26 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-14 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-03-14 | present |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-13 | 2019-11-25 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-04-13 | 2019-11-25 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-31 | 2018-03-14 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-31 | 2018-03-14 |