Tom Ka Chun Kwok
郭家駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Ka Chun Kwok (郭家駿), CE reference ANQ504. Currently licensed at 2 firm(s): Getta Asset Management Limited, Getta Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-25 | present |
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-25 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-26 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-14 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-03-14 | present |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-13 | 2019-11-25 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-13 | 2019-11-25 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-31 | 2018-03-14 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-31 | 2018-03-14 |