Tom Ka Chun Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Ka Chun Kwok (郭家駿), a licensed Responsible Officer with CE reference ANQ504. Currently licensed at 2 firm(s): Getta Asset Management Limited, Getta Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-11-25 | present |
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 9 - Asset management | 2019-11-25 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-26 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-14 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-03-14 | present |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-13 | 2019-11-25 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-04-13 | 2019-11-25 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-31 | 2018-03-14 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-31 | 2018-03-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tom Ka Chun Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.