Tak Yan Lau
劉德欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Yan Lau (劉德欣), a licensed Responsible Officer with CE reference APF933. Currently licensed at 1 firm(s): Gate3 Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gate3 Capital Limited |
RO | Type 4 — Advising on securities | 2022-03-31 | present |
| Gate3 Capital Limited |
RO | Type 9 — Asset management | 2022-03-31 | present |
| Gate3 Capital Limited |
Rep | Type 4 — Advising on securities | 2022-03-14 | 2022-03-31 |
| Gate3 Capital Limited |
Rep | Type 9 — Asset management | 2022-03-14 | 2022-03-31 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-13 | 2022-03-03 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2020-05-13 | 2022-03-03 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-24 | 2019-12-24 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2019-05-24 | 2022-03-03 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 9 — Asset management | 2019-03-12 | 2019-05-24 |
| Kilmorey Asset Management Limited 金力資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-11 | 2019-01-11 |
| Fair Capital Management Limited 富銀資產管理有限公司 |
RO | Type 9 — Asset management | 2010-02-04 | 2017-12-01 |
| Fair Capital Management Limited 富銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-07-06 | 2010-02-04 |