Sau Lai Chan
陳秀麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Lai Chan (陳秀麗), CE reference AJA115. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-02 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-02 | present |
| HSBC Trinkaus Investment Management Limited |
RO | Type 1 — Dealing in securities | 2010-11-12 | 2011-04-30 |
| HSBC Trinkaus Investment Management Limited |
RO | Type 4 — Advising on securities | 2010-11-12 | 2011-04-30 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2005-06-02 | 2010-11-12 |
| HSBC Trinkaus Investment Management Limited |
Rep | Type 4 — Advising on securities | 2003-08-22 | 2010-11-12 |