Kwok Leung Lai
黎國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Lai (黎國樑), a licensed Responsible Officer with CE reference AJE162. Currently licensed at 1 firm(s): Gorgeous Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gorgeous Asset Management Limited |
RO | Type 4 — Advising on securities | 2025-06-03 | present |
| Gorgeous Asset Management Limited |
RO | Type 9 — Asset management | 2025-06-03 | present |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-12-21 | 2024-01-21 |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-21 | 2024-01-21 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-28 | 2021-06-11 |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-23 | 2021-04-01 |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-23 | 2021-04-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2012-11-23 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-21 | 2012-11-23 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-21 | 2012-11-23 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-09-05 | 2010-05-01 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-02 | 2010-05-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-15 | 2007-05-05 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-26 | 2004-12-13 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-11-26 | 2004-12-13 |