Annie Ting Ngai Lai
賴庭藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Ting Ngai Lai (賴庭藝), CE reference AKP262. Currently licensed at 1 firm(s): Hel Ved Capital Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hel Ved Capital Management Limited |
RO | Type 4 — Advising on securities | 2021-04-28 | present |
| Hel Ved Capital Management Limited |
RO | Type 9 — Asset management | 2019-11-21 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 9 — Asset management | 2018-08-21 | 2019-08-30 |
| WFM Asia (HK) Limited | RO | Type 4 — Advising on securities | 2005-08-03 | 2017-08-09 |
| WFM Asia (HK) Limited | RO | Type 5 — Advising on futures contracts | 2005-08-03 | 2013-11-01 |
| WFM Asia (HK) Limited | RO | Type 9 — Asset management | 2005-08-03 | 2017-08-09 |
| WFM Asia (HK) Limited | Rep | Type 4 — Advising on securities | 2004-07-05 | 2005-08-03 |
| WFM Asia (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2004-07-05 | 2005-08-03 |
| WFM Asia (HK) Limited | Rep | Type 9 — Asset management | 2004-07-05 | 2005-08-03 |