Hong Kong SFC Licensed Individuals Directory

Mengtan Gong CE BLF870 - active, Super Quantum Capital Management (Hong Kong) Limited Xiaoquan Zhang CE BSG816 - active, Super Quantum Capital Management (Hong Kong) Limited Kent Ching-Tak Ho CE AVE581 - active, S28 Asset Management Limited Justin Tak Ho Wong CE AXY908 - active, S28 Asset Management Limited Wing Hi Lam CE AJK480 - active, Shenzhen Capital (Hong Kong) Asset Management Company Limited Yang Song CE BTB620 - active, Shenzhen Capital (Hong Kong) Asset Management Company Limited Xiaojie Wang CE BTB623 - active, Shenzhen Capital (Hong Kong) Asset Management Company Limited Ye (SFC:ASX337) Tian CE ASX337 - active, Steward Investment Partners Limited Timothy John Tsang CE BDE256 - active, Steward Investment Partners Limited Angela Man Ka Chun CE AFW118 - active, SCP Advisors Limited Edward Jeremy Parbury Cumberlege CE BUV598 - active, SCP Advisors Limited Xavier Paul Christian Fanjaud CE AJG155 - active, Sengu Capital Limited Yoshihiko Ohira CE BAE517 - active, Sengu Capital Limited Takayuki Natsume CE BOX303 - active, Sengu Capital Limited Bin (SFC:AHX268) Zhu CE AHX268 - active, SHENYI Investment Management Hong Kong Limited Yanrong Zhu CE BUY711 - active, SHENYI Investment Management Hong Kong Limited Chun Pong Chung CE BAF844 - active, Shinka Capital Management Limited Soichi Utsumi CE BHQ370 - active, Shinka Capital Management Limited James Anthony Charles Piachaud CE ARG656 - active, Shinka Capital Management Limited Xiaoqin Kong CE BOQ992 - active, Sigma Asset Management (Hong Kong) Limited Yuxiang Lu CE AYU409 - active, Sigma Asset Management (Hong Kong) Limited Shen Wang CE BST374 - active, Sigma Asset Management (Hong Kong) Limited Yawei Wang CE BEA503 - active, Sigma Asset Management (Hong Kong) Limited Xinxing Liu CE BJZ135 - active, Spark International Capital Limited Lulu Wu CE BBJ798 - active, Spark International Capital Limited Kwun Ho But CE BLR561 - active, Silver Hill Capital Management Limited Xiang Cai CE BVU576 - active, Silver Hill Capital Management Limited Wentao Hu CE BXC563 - active, Silver Hill Capital Management Limited Matthew David Dimond CE ADJ828 - active, SIMCo Credit Asia-Pacific Limited Chi Yuen Yeung CE BCS456 - active, SIMCo Credit Asia-Pacific Limited Liu (SFC:BNP290) Yang CE BNP290 - active, Stellar Global Investment Management Limited Wenjun Yao CE BGG930 - active, Stellar Global Investment Management Limited Chung Che Hon CE ATI011 - active, Tractus Asset Management Limited Kwok Cheung Lai CE AFV352 - active, Tractus Asset Management Limited Christopher James Aarons CE AUJ530 - active, Trafalgar Capital Management (HK) Limited Scott Vollmerich CE BXG775 - active, Trafalgar Capital Management (HK) Limited Yunguang Li CE APJ345 - active, Trilogy Partners Limited Xiao Lin CE AQG721 - active, Trilogy Partners Limited Benjamin Stewart Parker CE BDX588 - active, Trilogy Partners Limited Cecilia Ching Sze To CE APA899 - active, Trilogy Partners Limited Jia Dong CE BLQ468 - active, TANDLL Investment Management Limited Mia Tai CE BLQ462 - active, TANDLL Investment Management Limited Xiongfei Cheng CE BNL345 - active, Tang Yin International Asset Management Company Limited Jeff Chung Yiu Pang CE AOV829 - active, Tang Yin International Asset Management Company Limited Chau Lik Cheung CE BIW792 - active, Tang Yin International Asset Management Company Limited Roel James Gannaban Del Castillo CE BNW874 - active, Technistock Capital (HK) Limited Richard Alex de Ocampo Kho CE BNW877 - active, Technistock Capital (HK) Limited Keith Sze Fun Yuen CE ASP615 - active, Technistock Capital (HK) Limited Haeyoon Aileen Chang CE AJH217 - active, OP Investment Management Limited Hok To Li CE BMP242 - active, Tiantu Asset Management Company Limited Qi (SFC:BUI425) Li CE BUI425 - active, Tiantu Asset Management Company Limited Xiaohuan Chen CE AQF255 - active, Twin Peaks Capital Limited Yongmin Hu CE AFH227 - active, Twin Peaks Capital Limited Cheuk Hao Lai CE BHB688 - active, Twin Peaks Capital Limited Bingyi Wang CE BUC459 - active, Twin Peaks Capital Limited Tian Wei CE BTW555 - active, Twin Peaks Capital Limited Carol Hu CE AWD991 - active, Tianyan Capital Limited Xiaoyang Xie CE BRD842 - active, Tianyan Capital Limited Enshi Chen CE BJK920 - active, Tianyan Capital Limited Yang (SFC:BPJ266) Lu CE BPJ266 - active, Tianyan Capital Limited Jingfei Jia CE BTI972 - active, TSY Capital Limited Yanxiang Lou CE BUD566 - active, TSY Capital Limited Yumi Zhang CE BEZ151 - active, TSY Capital Limited Chao Cheng CE BHL503 - active, Torito Capital Limited Ka-Hin Adrian Pang CE BMV671 - active, Torito Capital Limited Xiaoyu Yang CE BJW364 - active, Torito Capital Limited Kuen Cheong Lai CE BCL745 - active, T-ACCELERATE CAPITAL MANAGEMENT LIMITED Qian (SFC:BVB717) Wang CE BVB717 - active, T-ACCELERATE CAPITAL MANAGEMENT LIMITED Bing Zhang CE BWH967 - ceased Yong (SFC:BBP222) Zhang CE BBP222 - active, TSINGHUA ELECTRONIC INTERNATIONAL ASSET MANAGEMENT CO., LIMITED Shiqing Wang CE BPO888 - active, TSINGHUA ELECTRONIC INTERNATIONAL ASSET MANAGEMENT CO., LIMITED Mihir Devang Parekh CE BUQ082 - active, TrueAlpha Technology Investment Management Limited Chris Man Cheuk Pun CE APG898 - active, TrueAlpha Technology Investment Management Limited Chenjie Liu CE AWU260 - active, Upright Asset Management (Hong Kong) Co., Limited Kenneth Wing Hop Ng CE BHP134 - active, Upright Asset Management (Hong Kong) Co., Limited Kevin Ka Shun Fung CE AAX840 - active, Vicktor Capital (Asia) Limited Kwai Fong Yung CE ADK444 - active, Vicktor Capital (Asia) Limited Fan (SFC:AUW638) Wu CE AUW638 - active, Vicktor Capital (Asia) Limited Jaewon Bae CE AXP742 - active, Veritas Asset Management (Asia) Limited Xuejun Sun CE AXP739 - active, Veritas Asset Management (Asia) Limited Victor Hoi Wing Chu CE BCH564 - active, Veritas Asset Management (Asia) Limited Lawrence Chun Ming Lai CE AZI658 - active, Van Berkom Golden Dragon Limited Hei Tze CE AWQ683 - active, Van Berkom Golden Dragon Limited Joannes Sebastian van Berkom CE AZI645 - active, Van Berkom Golden Dragon Limited Arnaud Frederic Joseph Stephane Yves Carcel CE BKB522 - active, Viridian Asset Management Limited Pascal Francois Guttieres CE AZR744 - active, Viridian Asset Management Limited Joey Borghin CE BSM500 - active, Viridian Asset Management Limited Marc-Antoine Chaudet CE BPV270 - active, Viridian Asset Management Limited Hoi Yee Heidi Hung CE BBZ027 - active, Viridian Asset Management Limited Edward Harry James Jones CE AVV550 - active, Viridian Asset Management Limited Muyang Zhao CE BUF330 - active, Viridian Asset Management Limited Xiaoxin Xie CE BVH936 - active, Victoria Sight Capital Limited Zhang Zhang CE BJI580 - active, Victoria Sight Capital Limited John Chee King Foo CE AGC136 - active, Valverde Investment Partners Limited Theodore Frank Haley CE BOZ540 - active, Waypointe Limited Stephen Hartfield Johansen CE APC026 - active, Waypointe Limited Shu Wa Yeung CE BKT690 - active, Waypointe Limited Seun Jing Chung CE BKV413 - active, Wei Capital Management Limited Yuet Wei Wan CE AEZ763 - active, Wei Capital Management Limited Chi Chun Chan CE BTR954 - active, Wei Capital Management Limited Ming Sun Wan CE AGW059 - active, Wei Capital Management Limited Fan Li CE BFK350 - active, Wizardquant Capital Advisors Limited Lizhi Yang CE AUQ155 - active, Wizardquant Capital Advisors Limited Pengwei Tao CE BWF113 - active, Wizardquant Capital Advisors Limited Fan Ye CE BSV427 - active, Wizardquant Capital Advisors Limited Yuxin Zhang CE BWF768 - active, Wizardquant Capital Advisors Limited Chi Wing Pak CE AGM852 - active, Wilson Securities Limited Cheuk Hung Siu CE AVX952 - active, Wilson Asset Management Co., Limited Minan Xiong CE AYW263 - active, Wilson Securities Limited Hangyu Li CE BWT070 - active, Wilson Securities Limited Mengyu Luo CE BHC773 - active, Wilson Securities Limited Junshuo Xu CE BIY458 - active, Wilson Securities Limited Liang Huang CE AXH215 - active, Winfor Capital Management Limited Shijie Liu CE BOE207 - active, Winfor Capital Management Limited Hao (SFC:BHY917) Zhang CE BHY917 - active, Winfor Capital Management Limited Jinyun Li CE BEM074 - active, Winfor Capital Management Limited Jia Zeng CE BMR925 - active, Winfor Capital Management Limited Peter Hugh Heber Percy CE BJH745 - active, Wardhaven Capital Limited Duy Canh Huynh CE BTY147 - active, Wardhaven Capital Limited Jonathon Ralph Alexander Waugh CE BJH761 - active, Wardhaven Capital Limited King Chun Kwong CE BJT521 - active, Wind Sabre Capital Limited Daren Wai Chow Wong CE ADM896 - active, Wind Sabre Capital Limited Carl Kenneth Radford CE BTY085 - active, White Elk Partners Limited John Daniel Nihill CE BWL987 - ceased Jue Ma CE BUO774 - active, WIM Investment Management Limited Xiaolei Xiang CE BFR751 - active, WIM Investment Management Limited Yiyun Chen CE BVS564 - active, WIM Investment Management Limited Kam Chuen Ma CE AAW418 - active, Willow Management Limited Yanan (SFC:BWL375) Wang CE BWL375 - active, Willow Management Limited Siu Hung Mak CE BTL339 - active, Willow Management Limited Qiang Chen CE BWA687 - active, Wells Grand Asset Management Hong Kong Limited Jianfeng Fang CE BNV382 - active, Wells Grand Asset Management Hong Kong Limited Chi Fai Kwan CE AHR683 - active, Yuexiu REIT Asset Management Limited Deliang Lin CE AUG692 - active, Yuexiu REIT Asset Management Limited Bihong Liu CE BKB492 - active, Yuexiu REIT Asset Management Limited Haijing Ou CE AJE160 - active, Yuexiu REIT Asset Management Limited Chuxuan Fu CE BVY688 - active, Yuexiu REIT Asset Management Limited Joong Ho Chang CE BND816 - active, Y-Intercept (Hong Kong) Limited Hyung Joon Kim CE AQU597 - active, Y-Intercept (Hong Kong) Limited Daeyoung Lee CE ARW396 - active, Y-Intercept (Hong Kong) Limited Junyoep Park CE AZJ786 - active, Y-Intercept (Hong Kong) Limited Christian Daniel Cai CE ATO217 - active, Y-Intercept (Hong Kong) Limited Yue (SFC:BSR862) Chen CE BSR862 - active, Y-Intercept (Hong Kong) Limited Reynard Edrick CE BSE916 - active, Y-Intercept (Hong Kong) Limited Feng Gao CE BCW547 - active, Y-Intercept (Hong Kong) Limited Ruicong Li CE BSX883 - active, Y-Intercept (Hong Kong) Limited Christopher Kent Ma CE BID710 - active, Y-Intercept (Hong Kong) Limited Guoqin Ma CE BSH189 - active, Y-Intercept (Hong Kong) Limited Seong Leol Sim CE BNK488 - active, Y-Intercept (Hong Kong) Limited Ernest Yiu Man Tang CE ANP309 - active, Y-Intercept (Hong Kong) Limited Cheung Ho Nicky Tsang CE BHH015 - active, Y-Intercept (Hong Kong) Limited Yuichi Yamashita CE ATI166 - active, Y-Intercept (Hong Kong) Limited Anqi Zhou CE BVW855 - active, Y-Intercept (Hong Kong) Limited Raymond Chun Wai Choi CE ANP615 - active, YWL Asset Management Limited Chun Man Yeung CE ANP664 - active, YWL Asset Management Limited Yuanyuan Dai CE AZT772 - active, Yishao Capital Management (HK) Limited Ruxian Wang CE AXG897 - active, Yishao Capital Management (HK) Limited Shengdong Xu CE BGR282 - active, YT Capital Limited Haimo Zhang CE BNV344 - active, YT Capital Limited Xiaochuan Ping CE BOU803 - active, YUEXI (Hong Kong) Investment Management Limited Ting Zhang CE BVL580 - active, YUEXI (Hong Kong) Investment Management Limited Burke Lau CE AOY485 - active, Zentific Investment Management Limited Christopher Shawn Lee CE AWK042 - active, Zentific Investment Management Limited Samuel Yan Ben Lee CE ANU564 - active, Zentific Investment Management Limited Timothy Sharp CE BCY381 - active, Zentific Investment Management Limited Fon Francis Tran CE AWR700 - active, Zentific Investment Management Limited Nicolas Siu Nam Wong CE BVH194 - active, Zentific Investment Management Limited Shanle Wu CE ASK728 - active, Zentific Investment Management Limited Stephen Beattie Hull CE AZB042 - active, Zerobridge Partners Asset Management Limited Rahul Kotwal CE BNO319 - active, Zerobridge Partners Asset Management Limited Shuk Yi Chow CE ADI987 - ceased Chaofeng Guo CE BQI612 - active, Zhong Ou Rabbit (Hong Kong) Assets Management Limited Kwong Kiu Ho CE APU675 - active, Zhong Ou Rabbit (Hong Kong) Assets Management Limited Yang Wang CE BPV912 - active, Zhong Ou Rabbit (Hong Kong) Assets Management Limited Weizhi Wu CE BTE544 - active, Zhong Ou Rabbit (Hong Kong) Assets Management Limited Chun Kong Kwok CE APO661 - active, Zhonghui International Asset Management Company Limited Dawei Hou CE BLH316 - active, ZheRui Investment Limited Zhe (SFC:BWE869) Wang CE BWE869 - active, ZheRui Investment Limited Katherine Kit Yee Leung CE ADJ629 - ceased Hongbo Liu CE BXB651 - active, 2Mind Capital Management Limited Bo Wu CE BDP937 - active, 2Mind Capital Management Limited Weiwei Wu CE BAH842 - active, 3W Fund Management Limited Yali Zhang CE AOT374 - active, 3W Fund Management Limited Luwen Chen CE BHK046 - active, 3W Fund Management Limited Siyu Chen CE BQM433 - active, 3W Fund Management Limited Zirui Cheng CE BPR877 - active, 3W Fund Management Limited Ronnie Chi Chuen Fong CE BLF532 - active, 3W Fund Management Limited Guanghua Li CE BSE098 - active, 3W Fund Management Limited Yuanyuan Zhou CE BJV535 - active, 3W Fund Management Limited Yuchen Zhou CE BSE097 - active, 3W Fund Management Limited Jinsong Du CE AMF177 - ceased Dan Jiong Li CE AZN087 - active, 3Rivers Trading Hong Kong Limited William Michael Gross CE BEO465 - active, 3Rivers Trading Hong Kong Limited Yichao Zhang CE BVD300 - active, 3Rivers Trading Hong Kong Limited Yi King Chan CE BBN535 - active, A.M. Best Asia-Pacific Limited Stefan William Holzberger CE BVR860 - active, A.M. Best Asia-Pacific Limited Chanyoung Lee CE BMY843 - active, A.M. Best Asia-Pacific Limited Lai Yin Lee CE BHE180 - active, A.M. Best Asia-Pacific Limited Min Ji Cha CE BTS677 - active, A.M. Best Asia-Pacific Limited Man Hin Chiang CE BPY148 - active, A.M. Best Asia-Pacific Limited Yumeng Fan CE BST168 - active, A.M. Best Asia-Pacific Limited Lu Huang CE BSX835 - active, A.M. Best Asia-Pacific Limited Seokjae Lee CE BSY085 - active, A.M. Best Asia-Pacific Limited Shirui Li CE BTY529 - active, A.M. Best Asia-Pacific Limited Lei Mi CE BSX076 - active, A.M. Best Asia-Pacific Limited Yui Ying Lam CE BFY292 - active, ANRONG (HONG KONG) CREDIT RATINGS COMPANY LIMITED Dan Lu CE BTU169 - active, ANRONG (HONG KONG) CREDIT RATINGS COMPANY LIMITED Yuanfan Zhou CE AZN405 - active, ANRONG (HONG KONG) CREDIT RATINGS COMPANY LIMITED Binyang Tang CE BWB253 - active, ANRONG (HONG KONG) CREDIT RATINGS COMPANY LIMITED Wenjie Chen CE BWN694 - active, ARC Ratings (Asia Pacific) Limited Benjamin Chi Man Yau CE ATL435 - active, ARC Ratings (Asia Pacific) Limited Shing Ho Chong CE BBP101 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Chenwen Hu CE BDL902 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Wing Shing Tong CE BKU026 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Guo Zhang CE AZE740 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Meng Cao CE BTS609 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Yuen Tsz Chau CE BUN475 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Bolin Chen CE BVX725 - active, Zhongtai International Securities Limited Jiaxin Chen CE BUF455 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Yilin (SFC:BQI799) Chen CE BQI799 - ceased Keying Du CE BSK014 - ceased Man Pan Kwong CE BSP543 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Qiaochu Li CE BSJ372 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Wenrui Li CE BXH490 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Chanjuan Liu CE BTF115 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Jiangyi Nan CE BVH020 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Ying Guo CE AOW923 - active, CSPI Credit Ratings Company Limited Qin Wu CE BUO033 - active, CSPI Credit Ratings Company Limited Yiming Zuo CE BOO827 - active, CSPI Credit Ratings Company Limited Tingting Qiao CE BUS322 - active, CSPI Credit Ratings Company Limited Wenyu Zhou CE BWD239 - active, CSPI Credit Ratings Company Limited Xiao Huo CE BWS279 - ceased Fei (SFC:BVO597) Li CE BVO597 - active, Dagong Global Hong Kong Limited Xiaowei Liu CE BWS281 - active, Dagong Global Hong Kong Limited Liying Ma CE BWS278 - active, Dagong Global Hong Kong Limited Hon Chiu Tsang CE BBD724 - active, Dagong Global Hong Kong Limited Qinniu Zhang CE BUK313 - active, Dagong Global Hong Kong Limited Ziyi Jia CE BVB712 - active, Dagong Global Hong Kong Limited Wei Xiao CE BTG962 - active, Dagong Global Hong Kong Limited Trevor Raymond Laight CE BRF594 - active, FrancXav Asia Ratings Limited Bernard Peng Leong Yap CE AFV796 - active, FrancXav Asia Ratings Limited Chunyan Fan CE BOO614 - active, FrancXav Asia Ratings Limited Ka Wang Cheung CE BUN444 - active, AIA Company (Trustee) Limited Man Kwong Liu CE BNH695 - active, AIA Company (Trustee) Limited Cheuk Kit Chan CE BVH214 - active, AIA Company (Trustee) Limited Fung Yi Chan CE BVH207 - active, AIA Company (Trustee) Limited Hiu Wai Huey Chan CE BWH558 - active, AIA Company (Trustee) Limited Julia Marie Lin Chong CE BWW760 - active, AIA Company (Trustee) Limited Lai Chun Angel Ho CE BVH213 - active, AIA Company (Trustee) Limited Lok Wai Lam CE BVH205 - active, AIA Company (Trustee) Limited