Yang-Shen Lee
李洋昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang-Shen Lee (李洋昇), a licensed Responsible Officer with CE reference BLL629. Currently licensed at 1 firm(s): Fortune Vision Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Vision Capital Limited 富觀資本有限公司 |
RO | Type 4 — Advising on securities | 2024-11-22 | present |
| Fortune Vision Capital Limited 富觀資本有限公司 |
RO | Type 9 — Asset management | 2024-11-22 | present |
| Advance Asset Management Limited 領先資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-18 | 2024-11-20 |
| Advance Asset Management Limited 領先資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-28 | 2023-08-18 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-06-28 | 2023-04-05 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 9 — Asset management | 2021-06-28 | 2023-04-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-10 | 2021-05-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-31 | 2021-05-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-03-31 | 2021-05-31 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
RO | Type 4 — Advising on securities | 2018-03-29 | 2020-03-15 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
RO | Type 9 — Asset management | 2018-03-29 | 2020-03-15 |