Wai Kin Lau
劉偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Lau (劉偉健), a licensed Responsible Officer with CE reference AWW395. Currently licensed at 1 firm(s): Gate3 Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gate3 Capital Limited |
RO | Type 4 — Advising on securities | 2025-06-26 | present |
| Gate3 Capital Limited |
RO | Type 9 — Asset management | 2025-06-26 | present |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-20 | 2012-05-12 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-25 | 2011-04-22 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-25 | 2011-04-22 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-25 | 2011-04-22 |