Vivian Shuk Wa Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Shuk Wa Li (李淑華), a licensed Responsible Officer with CE reference ANY054. Currently licensed at 1 firm(s): HC International Asset Management Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HC International Asset Management Co., Limited 中珩國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-06-05 | present |
| HC International Asset Management Co., Limited 中珩國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-07-08 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 - Asset management | 2018-08-02 | 2019-06-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | 2017-02-06 | 2018-08-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-28 | 2019-06-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2015-07-28 | 2019-06-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-06 | 2015-07-28 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-06 | 2015-07-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-09 | 2015-02-05 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2014-06-09 | 2015-02-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-09 | 2015-02-05 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2014-06-09 | 2015-02-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-13 | 2009-05-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-13 | 2009-05-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-09-13 | 2009-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Shuk Wa Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.