Raymond Wing Yip Ng
吳永業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wing Yip Ng (吳永業), CE reference ACL291. Currently licensed at 2 firm(s): Getta Asset Management Limited, Getta Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-18 | present |
| Getta Asset Management Limited 皆得資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-31 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 4 — Advising on securities | 2007-10-10 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-28 | present |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-11-28 | present |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2006-11-28 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-16 | 2006-11-28 |