Ka Ki Liu
廖嘉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki Liu (廖嘉琪), a licensed Responsible Officer with CE reference AST868. Currently licensed at 1 firm(s): HQ Capital Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HQ Capital Asia Limited |
RO | Type 4 — Advising on securities | 2023-12-01 | present |
| HQ Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2022-09-28 | 2023-12-01 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-06 | 2016-08-01 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-06 | 2016-08-01 |
| EQT Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-20 | 2016-05-16 |
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2011-01-28 | 2016-05-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-23 | 2011-01-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-23 | 2011-01-01 |