Ho Wan Chang
張浩雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wan Chang (張浩雲), a licensed Responsible Officer with CE reference AUH451. Currently licensed at 1 firm(s): Goldstate Capital Group Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldstate Capital Group Limited 高域資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-05-31 | present |
| Goldstate Capital Group Limited 高域資產管理有限公司 |
RO | Type 9 — Asset management | 2024-05-31 | present |
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-18 | 2023-10-03 |
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-18 | 2023-10-03 |
| YBN Asset Management Limited 中逸資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-25 | 2023-04-24 |
| YBN Asset Management Limited 中逸資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-25 | 2023-04-24 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-25 | 2021-03-14 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-25 | 2021-03-14 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-14 | 2020-05-24 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 — Asset management | 2019-05-14 | 2020-05-24 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-15 | 2019-05-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-23 | 2019-03-08 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-29 | 2011-02-19 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-29 | 2011-02-19 |