Tak Lung Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Lung Wu (吳德龍), a licensed Responsible Officer with CE reference AIR119. Currently licensed at 1 firm(s): Grand Ocean Global Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.0 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Ocean Global Asset Management Limited 盈海資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-06-26 | present |
| Grand Ocean Global Asset Management Limited 盈海資產管理有限公司 |
RO | Type 9 - Asset management | 2025-06-26 | present |
| Grand Ocean Global Asset Management Limited 盈海資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-04 | 2025-06-26 |
| Grand Ocean Global Asset Management Limited 盈海資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-06-04 | 2025-06-26 |
| Fortune Ocean Asset Management Limited 富海資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-09-11 | 2025-01-24 |
| Fortune Ocean Asset Management Limited 富海資產管理有限公司 |
RO | Type 9 - Asset management | 2023-09-11 | 2025-01-24 |
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-06-27 | 2022-10-16 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-05-24 | 2012-11-09 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-18 | 2012-11-09 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-18 | 2011-05-24 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 - Asset management | 2010-08-18 | 2012-11-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-08 | 2010-07-20 |
| CSC Asia Limited 群益亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-04-08 | 2010-07-20 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-03-02 | 2009-04-08 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-08-24 | 2009-02-11 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-08-26 | 2007-06-15 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-13 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-26 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Lung Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.